Portfolio Guideline Analysis - Analyst

\"I can be myself at work.\"

You are more than a job title.

We want you to feel comfortable doing great work and bringing your best, authentic self to everything you do.

We value your talents, traditions, and uniqueness-and we're committed to fostering a strong sense of belonging in a respectful workplace.

We intentionally seek diverse perspectives, experiences, and backgrounds, investing in a culture designed to celebrate differences.

We believe that belonging leads to better outcomes and a stronger community of associates united by our mission.

At Capital, we live our core values every day: Integrity, Client Focus, Diverse Perspectives, Long-Term Thinking, and Community.

\"I can influence my income.\"

You want to feel recognized at work.

Your performance will be reviewed annually, and your compensation will be designed to motivate and reward the value that you provide.

You'll receive a competitive salary, bonuses and benefits.

Your company-funded retirement contribution will factor in salary and variable pay, including bonuses.

\"I can lead a full life.\"

You bring unique goals and interests to your job and your life.

Whether you're raising a family, you're passionate about where you volunteer, or you want to explore different career paths, we'll give you the resources that can set you up for success.

Enjoy generous time-away and health benefits from day one, with the opportunity for flexible work options

Receive 2-for-1 matching gifts for your charitable contributions and the opportunity to secure annual grants for the organizations you love

Access on-demand professional development resources that allow you to hone existing skills and learn new ones

Role summary

Works independently on most assignments and under the direction of more senior staff on only the most complex projects, analyses, and tasks.

Responsible for ensuring guidelines are comprehensively interpreted and set up appropriately to ensure adherence to strict risk controls for Funds / client accounts.

Collaborates with Global Investment Control teams and other business groups.

Participates in departmental projects, including process engineering initiatives.

Data analytics, derivative, and fixed income knowledge is a plus.

• Primary responsibilities/essential functions
• Guideline Analysis
  Demonstrates accumulated knowledge and experience from prior roles.

Reviews and analyzes Fund and client guidelines.

Participates in account onboarding activities and collaborates with rule coders to implement controls in the compliance system.

Ensures timely and accurate account launches and amendments.

Serves as a guideline resource to the team and other departments.

• Investment Guidelines : Examines client agreements, guidelines, and external regulations to identify and interpret investment restrictions, recommends and implements guidelines for multi-asset client accounts, ensuring robust control measures are in place.
• Fund-Related Activities : Participates in fund-related activities and initiatives, including prospectus changes and new fund launches across multiple lines of businesses.
• Mandate Objectives : Works with the Investment Group to understand investment objectives and determine guidelines.
• Legal and Client Services Liaison : Drafts, reviews, and interprets guidelines, and participates in guideline negotiations for client accounts in collaboration with Legal and Marketing groups.

Partners with Legal on the appropriateness of security offerings and complex transactions for client accounts.

• Compliance System : Navigates the CRD compliance system with ease and understands rule coding basics.
• Policy Development : Leads the development and enhancement of policies, procedures, and controls.
• Risk Management : May perform quality checks and verifies the accuracy of work prepared by other associates.

Identifies and assesses impacts and communicates updates to managers and stakeholders.

• Training and Reference Materials : Participates in the training of other associates. Ensures reference and training materials are kept current.
• Workflow Management : Oversees workflow allocation and delivery to ensure timely task completion through good judgment and decision-making.
• Projects and Initiatives : Participates in projects and team/department initiatives. Collaborates with management to establish project plans.
• Additional Responsibilities : Performs additional responsibilities as assigned.

Skills of the Future

AI:
Applies AI-enabled tools to improve efficiency in guideline interpretation, documentation, analysis, and operational workflows while maintaining appropriate governance and oversight.

Evaluates AI-generated outputs for accuracy, completeness, and relevance before implementation.

Identifies and champions practical AI use cases that enhance productivity and decision-making.

Automation:
Identifies repetitive, manual activities and develops scalable automation solutions to improve qua

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