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- Tasks: Lead regulatory change projects for top financial institutions, ensuring compliance and operational efficiency.
- Company: Capco is a dynamic consultancy focused on financial services, driving innovation and regulatory solutions.
- Benefits: Enjoy a flat structure, ongoing learning opportunities, and a diverse, inclusive work culture.
- Why this job: Shape the future of regulatory compliance while working on impactful projects with major banks.
- Qualifications: Experience in capital markets and regulatory change, with strong consulting and relationship-building skills.
- Other info: Join a forward-thinking team and develop your career in a fast-paced consulting environment.
The predicted salary is between 72000 - 108000 £ per year.
Managing Principal (Director) – Regulatory Change
UK – London
Shape the Future of the Regulatory landscape– Join Capco as a Regulatory Change Managing Principal / Director
Location: UK – London or Edinburgh
Practice Area: Financial Crime, Risk, Regulation, Finance Employment
Type: Permanent
Capco is expanding our Regulatory Change team, and we’re looking for an experienced Regulatory Change Director who can help leading financial services organizations navigate the complex landscape of evolving regulations, particularly in trade and transaction reporting. If you bring deep expertise in regulatory compliance, strong consulting skills, and a passion for solving intricate regulatory challenges, we’d love to hear from you.
Why This Role
As a Capco Regulatory Change Director, you will be a strategic advisor and leader, guiding financial services organizations through the complexities of regulatory transformations. You will play a pivotal role in helping clients stay ahead of regulatory changes, particularly in trade and transaction reporting frameworks, by designing, leading, and delivering comprehensive solutions that ensure compliance and operational efficiency.
This is a perfect opportunity for someone who thrives in a fast-paced consulting environment, enjoys working on high-impact regulatory programs, and is passionate about shaping the future of regulatory compliance within the financial services industry.
What You’ll Do
The opportunity is to join Capco’s growing Financial Crime, Risk, Regulation and Finance capability. The role will entail working across all types of financial institutions in the market to support them navigate and deliver against key market objectives with a focus on Trade & Transaction Reporting and associated market regulations.
The types of projects we cover are:
- Supporting clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)
- Compliance within regulatory obligations against tight deadlines
- Operating model reviews to assess positioning relative to market and cost optimisation initiatives
In order to support our clients, we need people who have a deep understanding of capital markets/investment banking coupled with strong change management experience and prior demonstrable success, either as a management consultant or within a change role in a financial services institution.
This role allows you to deliver as part of a long-term strategic partnership with our clients, whilst developing within a forward thinking and entrepreneurial business.
What We’re Looking For
- Experience in the capital markets domain with front-to-back knowledge of organisations (e.g., Front Office, Middle Office, Treasury, Risk – Operational/Market/Credit, Operations – including Cash & Collateral Management/Clearing & Settlement, Technology, Finance, and Compliance) and the ability to face off to key stakeholders with strong credibility.
- Experience in delivery trade & transaction reporting changes (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)
- Key areas of product knowledge to include OTC derivatives, Fixed Income and Equities.
- An understanding of the key market, global and regulatory drivers shaping the industry and an ability to articulate these by way of opportunities for consulting firms to support the industry.
- Experience gained in either consulting or industry with exposure to shaping and delivering significant programmes. Key areas of interest include regulatory-driven change, operating model analysis and design to support functional consolidation and integration, architecture simplification, business divestment and sourcing, new product/market strategies.
- Demonstrable expertise in building and leveraging relationships to support growth. Build and maintain strong client relationships within the sector, leveraging proven industry content and delivery capability.
- Solution development, showing a clear ability as a Subject Matter Expert (SME) to enhance existing propositions, and develop new ones.
- People management, building a team of consultants with the right mix of grades, skills and experience to support client opportunities and projected growth.
- Develop and convert a pipeline of opportunities.
- Fulfil a key role in account and proposition development within Market Domains and Key Client Accounts, assisting senior management to increase revenue.
- Formulate propositions and solutions that meet client requirements in addition to managing and directing pursuit activity.
- Strong bid management abilities, with a proven ability to mentor and train Consultants.
- Drive thought leadership and client campaigns
Why Join Capco
You will work on engaging projects with some of the largest banks in the world, on projects addressing our clients biggest challenges.
We offer:
- A work culture focused on innovation and building lasting value for our clients
- and employees
- Ongoing learning opportunities to help you acquire new skills or deepen
- existing expertise
- A flat, non-hierarchical structure that will enable you to work with senior partners
- and directly with clients
- A diverse, inclusive, meritocratic culture
We have been informed of several recruitment scams targeting the public. We strongly advise you to verify identities before engaging in recruitment related communication. All official Capco communication will be conducted via a Capco recruiter.
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Managing Principal (Director) - Regulatory Change (London) employer: Capco
Contact Detail:
Capco Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Managing Principal (Director) - Regulatory Change (London)
✨Tip Number 1
Network with professionals in the financial services and regulatory compliance sectors. Attend industry events, webinars, or conferences where you can meet potential colleagues or clients. Building relationships can give you insights into the role and may even lead to referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in trade and transaction reporting. Subscribe to relevant newsletters, follow industry leaders on social media, and engage in discussions to demonstrate your knowledge and passion for the field.
✨Tip Number 3
Prepare to discuss specific regulatory frameworks like MiFID, EMIR, and CSDR during interviews. Familiarise yourself with recent case studies or examples of how these regulations have impacted financial institutions, as this will showcase your expertise and readiness for the role.
✨Tip Number 4
Highlight your experience in managing teams and delivering complex projects. Be ready to share examples of how you've successfully led change initiatives in previous roles, as this will demonstrate your capability to thrive in a fast-paced consulting environment.
We think you need these skills to ace Managing Principal (Director) - Regulatory Change (London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory change and capital markets. Use specific examples that demonstrate your expertise in trade and transaction reporting, as well as your consulting skills.
Craft a Compelling Cover Letter: In your cover letter, express your passion for regulatory compliance and your understanding of the challenges faced by financial services organisations. Mention how your background aligns with the role and how you can contribute to Capco's mission.
Showcase Relevant Experience: When detailing your work history, focus on roles where you've successfully managed regulatory changes or led projects in financial services. Highlight any specific regulations you've worked with, such as MiFID or EMIR.
Prepare for Potential Questions: Think about the key competencies required for the role and prepare answers to potential interview questions. Be ready to discuss your approach to managing client relationships and delivering solutions in a fast-paced environment.
How to prepare for a job interview at Capco
✨Demonstrate Your Regulatory Knowledge
Make sure to brush up on the latest regulations relevant to trade and transaction reporting, such as MiFID and EMIR. Being able to discuss these in detail will show your expertise and understanding of the regulatory landscape.
✨Showcase Your Consulting Skills
Prepare examples from your past experiences where you've successfully navigated complex regulatory changes. Highlight your problem-solving abilities and how you’ve delivered value to clients in similar situations.
✨Build Rapport with Stakeholders
Since this role involves facing off to key stakeholders, practice how you would establish credibility and build relationships. Think of ways to communicate effectively and engage with different levels of management.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific regulatory challenges or client scenarios. Prepare structured responses that demonstrate your strategic thinking and ability to lead teams through change.
