At a Glance
- Tasks: Support adviser onboarding and compliance checks in a dynamic financial planning network.
- Company: Join a growing financial services company focused on adviser oversight.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Exciting opportunities for career growth in a fast-paced environment.
- Why this job: Make a difference in compliance while developing your skills in a thriving industry.
- Qualifications: Attention to detail and experience in financial services compliance required.
The predicted salary is between 31500 - 38500 £ per year.
CAP Resourcing LTD is recruiting for an AR Oversight Associate (Onboarding Executive) to join the Adviser Oversight/Onboarding team within a growing financial planning network.
You will support adviser oversight, onboarding and certification activities, conducting due diligence, DBS and adverse credit checks, and maintaining regulatory records.
The role requires strong attention to detail, experience in financial services compliance, and familiarity with SM&CR requirements.
#J-18808-Ljbffr
Onboarding & Compliance Oversight Specialist employer: CAP Resourcing LTD
Join a highly respected Independent Financial Advisory practice in Bristol, where you'll benefit from excellent mentoring and genuine career progression as you work towards becoming a Financial Planner. Our supportive work culture fosters growth and development, offering a competitive salary with bonuses, making it an ideal environment for ambitious individuals eager to deliver exceptional client service.
