Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Conduct audits to ensure compliance and prevent fraud in a dynamic environment.
- Company: Join Cantor Fitzgerald, a leading global financial services firm with a strong reputation.
- Benefits: Enjoy competitive salary, career growth opportunities, and a collaborative work culture.
- Why this job: Be part of a global team making a real impact in the finance industry.
- Qualifications: 3+ years experience and relevant certifications preferred; strong analytical and communication skills required.
- Other info: This is a permanent position based in London, ideal for those passionate about compliance.
The predicted salary is between 28800 - 43200 £ per year.
Ensure security, prevent and detect fraud, and fix errors. Your data can be used to monitor for and prevent unusual and possibly fraudulent activity (for example, regarding advertising, ad clicks by bots), and ensure systems and processes work properly and securely. It can also be used to correct any problems you, the publisher or the advertiser may encounter in the delivery of content and ads and in your interaction with them.
Deliver and present advertising and content. Certain information (like an IP address or device capabilities) is used to ensure the technical compatibility of the content or advertising, and to facilitate the transmission of the content or ad to your device. Save and communicate privacy choices. The choices you make regarding the purposes and entities listed in this notice are saved and made available to those entities in the form of digital signals (such as a string of characters). This is necessary in order to enable both this service and those entities to respect such choices.
Store and/or access information on a device. Precise geolocation data, and identification through device scanning. Precise geolocation and information about device characteristics can be used. Content measurement and services development. Content performance can be measured. Your activity on this service can help develop and improve products and services. Personalised advertising and content, advertising and content measurement, and audience research. Advertising and content can be personalised based on your profile. Your activity on this service can be used to build or improve a profile about you for personalised advertising or content. Advertising and content performance can be measured. Reports can be generated based on your activity and those of others.
Position Summary: The Associate is expected to execute audits on Cantor Fitzgerald Group of Companies, and as part of the global Internal Audit team covering the Group, the individual might be exposed to engagements involving any of the following businesses: Cantor Fitzgerald, BGC Group Inc, and Newmark Group Inc.
Key Responsibilities:
- Perform risk-based audit work, including detailed walkthroughs, flowcharts, documentation review, and substantive testing.
- Assess control strengths and weaknesses and determine compliance with policies and procedures.
- Prepare clear and concise audit work papers in accordance with Internal Audit Policies.
- Ensure audit works are delivered on time.
- Draft and present comprehensive management action plans and audit reports for review.
- Follow-up with business and compliance leaders to ensure control issues are resolved.
- Build and maintain relationships with audit clients and key stakeholders.
- Provide guidance on emerging trends and issues to senior leadership to improve processes.
Key Requirements:
- 3+ years of relevant experience, with an undergraduate degree or relevant certifications.
- Relevant certifications such as CAMS, ACSS, CIA, CFE, or licenses like SIE, Series 3, 7, 24 are assets.
- Deep knowledge of compliance programs (KYC/EDD, AML & Sanctions) and regulatory requirements.
- Experience in areas like Investment Banking, Fixed Income, Real Estate, Commodities, SOX Testing, Asset Management, Market Data, Swaps, or SEF Reporting is a plus.
- Ability to handle confidential information with discretion and integrity.
- Proficiency with MS Office and analytical tools.
- Strong negotiation, decision-making, and collaborative skills.
- Effective communication skills and ability to build relationships in a fast-changing environment.
Contact Detail:
Cantor Fitzgerald Securities Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Junior Audit Associate - Compliance | London, UK
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and trends in the financial sector. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a fast-changing environment.
✨Tip Number 2
Network with professionals in the audit and compliance field, especially those who work at Cantor Fitzgerald or similar companies. Attend industry events or join relevant online forums to build connections that could lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues or audits in the past. Being able to articulate your experience with risk-based audit work will set you apart from other candidates.
✨Tip Number 4
Showcase your analytical skills by being ready to discuss how you've used data to identify trends or issues in previous roles. This is particularly relevant for the Junior Audit Associate position, where data analysis plays a key role.
We think you need these skills to ace Junior Audit Associate - Compliance | London, UK
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Junior Audit Associate in Compliance. Familiarise yourself with key terms like risk-based audit work, compliance programs, and internal audit policies.
Tailor Your CV: Highlight relevant experience that aligns with the job description. Emphasise your knowledge of compliance programs, any certifications you hold, and your ability to handle confidential information. Use specific examples to demonstrate your skills.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your enthusiasm for the role and the company. Mention how your background and skills make you a perfect fit for the position, and refer to specific aspects of the job description.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for an audit role.
How to prepare for a job interview at Cantor Fitzgerald Securities
✨Understand the Compliance Landscape
Familiarise yourself with compliance programs such as KYC/EDD, AML & Sanctions. Being able to discuss these topics confidently will show your understanding of the industry and its regulations.
✨Prepare for Technical Questions
Expect questions related to risk-based audit work and compliance assessments. Brush up on your knowledge of audit methodologies and be ready to explain how you would approach various scenarios.
✨Showcase Your Analytical Skills
Be prepared to discuss your experience with analytical tools and how you've used them in past roles. Highlight specific examples where your analytical skills led to successful outcomes in audits or compliance checks.
✨Demonstrate Strong Communication Abilities
Since building relationships with stakeholders is key, practice articulating your thoughts clearly. Prepare to discuss how you've effectively communicated audit findings and recommendations in previous positions.
