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For Companies At a Glance
- Tasks: Conduct audits for investment banking operations and document findings.
- Company: Join Cantor Fitzgerald, a global leader in investment banking and financial services.
- Benefits: Enjoy opportunities for professional growth and exposure to diverse financial sectors.
- Why this job: Gain valuable experience in auditing while working with top industry professionals.
- Qualifications: Strong analytical skills and attention to detail are essential; no prior experience required.
- Other info: Collaborate with senior management and engage in special projects.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Job Title: Audit Associate – Operations
Location: London
Role Summary
The role is expected to provide core coverage to Middle and Backoffice operations of Cantor Affiliated Companies. In this capacity, auditors would be expected to understand Operations activities of multiple types of Investment Banking and Wholesale Dealing businesses. The auditor will be responsible for executing business, regulatory, compliance, and operational audits in line with the Internal Audit (IA) Plan. The candidate will contribute to the annual risk assessment process, support department initiatives, and participate in special projects. Responsibilities include developing and executing audit test plans, documenting findings, and working with key stakeholders to address identified issues. The role requires strong analytical skills, attention to detail, and the ability to communicate audit observations effectively.
The Manager is expected to participate in audits involving Cantor Fitzgerald Group of Companies, and as part of the global Internal Audit team covering the Group, the individual might be exposed to engagements involving any of the following businesses: Cantor Fitzgerald, a global investment bank that provides fixed income, equity capital markets, prime, asset management, advisory and investment banking products, services, and technology solutions; BGC Group Inc (NASDAQ: BGC), a leading global marketplace, data, and financial technology and services company for a broad range of products, including fixed income, foreign exchange, energy, commodities, shipping, equities, and now includes the FMX Futures Exchange; Newmark Group Inc (NASDAQ: NMRK), which provides commercial real estate, brokerage, advisory, property management, valuation, leasing, technology and other financial and real estate-related services to large institutional investors, global corporations, and other owners and occupiers.
Major Responsibilities:
- Perform risk-based audit work, including walkthrough meetings, process reviews, and control testing.
- Execute detailed testing to assess the operating effectiveness of key controls and validate audit findings.
- Document audit work thoroughly, ensuring accuracy and completeness of audit files.
- Assist in drafting audit reports that summarize risks, findings, and recommendations in a clear and concise manner.
- Work closely with management to confirm observations and agree on remediation plans.
- Ensure timely execution of assigned audits while maintaining high-quality work standards.
- Support senior auditors and management by providing insights and recommendations on improving business processes.
- Participate in special projects and initiatives as needed.
Key Contacts and Working Relationships:
- Collaborate with internal teams and stakeholders to facilitate audit processes.
- Engage with senior management and audit committees to present findings and recommendations.
- Build and maintain relationships with external auditors and regulatory bodies as necessary.
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Audit Associate - Operations employer: Cantor Fitzgerald Securities
Contact Detail:
Cantor Fitzgerald Securities Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit Associate - Operations
✨Tip Number 1
Familiarise yourself with the specific operations of investment banking and wholesale dealing businesses. Understanding the nuances of these sectors will not only help you in interviews but also demonstrate your genuine interest in the role.
✨Tip Number 2
Network with professionals in the audit and finance sectors, especially those who work in similar roles. Engaging with current employees at Cantor Affiliated Companies can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Brush up on your analytical skills and attention to detail. Consider taking online courses or workshops that focus on audit methodologies and risk assessment techniques to enhance your expertise.
✨Tip Number 4
Prepare to discuss your previous experiences with compliance and operational audits during interviews. Be ready to share specific examples of how you've identified issues and contributed to remediation plans in past roles.
We think you need these skills to ace Audit Associate - Operations
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Audit Associate - Operations position. Understand the key responsibilities and required skills, such as analytical skills and attention to detail, so you can tailor your application accordingly.
Tailor Your CV: Customise your CV to highlight relevant experience in auditing, compliance, or operations. Use specific examples that demonstrate your ability to execute audit test plans and communicate findings effectively, as these are crucial for this role.
Craft a Compelling Cover Letter: Write a cover letter that not only expresses your interest in the position but also showcases your understanding of the company and its operations. Mention how your skills align with the responsibilities outlined in the job description.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is essential for an Audit Associate role.
How to prepare for a job interview at Cantor Fitzgerald Securities
✨Understand the Role
Make sure you have a solid grasp of what an Audit Associate in Operations does. Familiarise yourself with the responsibilities outlined in the job description, such as executing audits and documenting findings. This will help you answer questions confidently and demonstrate your interest in the position.
✨Showcase Analytical Skills
Since strong analytical skills are crucial for this role, prepare examples from your past experiences where you've successfully analysed data or processes. Be ready to discuss how you approached these situations and the outcomes, as this will highlight your suitability for the position.
✨Prepare for Technical Questions
Expect technical questions related to audit processes, risk assessment, and compliance. Brush up on relevant regulations and best practices in auditing. Being well-prepared will show that you are knowledgeable and serious about the role.
✨Ask Insightful Questions
At the end of the interview, take the opportunity to ask thoughtful questions about the company’s audit processes or recent projects. This not only shows your enthusiasm but also helps you gauge if the company culture aligns with your values.
