At a Glance
- Tasks: Lead compliance initiatives and manage cross-functional projects in a global impact investing firm.
- Company: Join Symbiotics, a certified B Corporation making a difference in emerging markets.
- Benefits: Flexible work environment, multicultural team, and the chance to contribute to UN Sustainable Development Goals.
- Other info: Dynamic organisation with opportunities for professional growth and meaningful contributions.
- Why this job: Drive global impact through legal excellence and make a real difference in financial inclusion.
- Qualifications: 10+ years in legal/compliance roles, strong project management, and regulatory expertise required.
The predicted salary is between 80000 - 100000 £ per year.
About Symbiotics
Symbiotics is a global leader in market access for impact investing, focusing on private markets in emerging and frontier economies. Since 2005, we’ve facilitated over 7,800 investments worth more than USD 9.8 billion across 96 countries, serving 590 companies. With a current portfolio of USD 2.9 billion managed through 23 funds and mandates, we also support portfolio companies with technical assistance valued at over USD 18 million. A certified B Corporation, our diverse team of 172 professionals is spread across 10 global offices including Geneva, Delhi, Cape Town, and Singapore, united in our mission to create sustainable and inclusive financial impact.
Who We’re Looking For
We are hiring a Senior Compliance & Legal Business Partner to oversee and coordinate compliance across all business lines. This leadership role requires a seasoned professional with in-depth regulatory expertise, strong project management capabilities, and the ability to work across various jurisdictions. The ideal candidate is a reliable leader who can drive strategic compliance initiatives in line with Symbiotics’ broader mission.
Location: India (On-site or Hybrid)
Position Type: Full-time, Permanent
Reports To: Chief Legal Officer
Project Management & Leadership
- Lead and manage cross‑functional projects spanning legal, compliance, and impact domains.
- Guide and support compliance teams in regional hubs.
- Ensure timely completion of compliance‑related tasks and reporting cycles.
- Organize internal training sessions and promote compliance awareness.
Supporting Group Business Development
- Review marketing content to ensure compliance with Swiss, EU, and global regulations—strong cross‑border knowledge required.
- Draft and vet regulatory disclaimers.
- Handle KYC requests from prospective clients.
- Collaborate with internal teams on RFPs and business development strategies.
- Supervise KYC processes related to clients, providers, procurement, and prospects.
Policy & Governance
- Draft and maintain comprehensive compliance policies and procedures across the Group.
- Assist policy creators with formatting, structure, and implementation best practices.
- Monitor and handle conflict of interest declarations and annual disclosures.
- Conduct ongoing regulatory monitoring and impact analysis.
Operational Responsibilities
- Ensure full compliance with Swiss, EU, and relevant cross‑border regulations.
- Manage FATCA compliance and oversee LEI registrations.
- Administer digital signature systems and support legal document drafting.
- Act as a backup for key compliance activities including:
- KYC audits of investees
- KYC due diligence on third‑party originator (TPO) deals
- AML reporting for funds
- SFDR compliance reporting
- Regulatory body coordination
- Drafting of legal/governance documents (PoAs, letters, etc.)
Candidate Requirements
- At least 10 years of experience in legal or compliance roles within financial services.
- Advanced academic qualifications in a relevant field.
- Strong background in working with medium‑sized international firms.
- Deep understanding of Swiss, EU, and international regulations, especially FINMA.
- Familiarity with FATCA, KYC, AML, SFDR, and related compliance areas.
- Proven ability to manage complex, cross‑functional projects.
- Strong communication, leadership, and stakeholder engagement skills.
- Exceptionally organized, meticulous, and proactive.
- Fluent in English; proficiency in French is a plus.
What We Offer
- An opportunity to make a real difference in emerging and frontier markets by contributing to the UN Sustainable Development Goals.
- A flexible, multicultural work environment with team members from over 41 nationalities.
- A dynamic and growing organization that promotes excellence while delivering meaningful global impact.
Senior Compliance & Legal Business Partner – Drive Global Impact Through Legal Excellence in Tipton employer: Canon Sphere
At Symbiotics, we pride ourselves on being an exceptional employer that empowers our team to drive global impact through legal excellence. With a flexible and multicultural work environment in India, we offer meaningful opportunities for professional growth and development, while fostering a collaborative culture that values diverse perspectives. Join us to contribute to sustainable financial solutions and be part of a dynamic organisation committed to making a difference in emerging markets.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance & Legal Business Partner – Drive Global Impact Through Legal Excellence in Tipton
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and legal sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by researching Symbiotics and its mission. Understand their compliance needs and think about how your experience aligns with their goals. This will help you stand out as a candidate who truly gets what they’re about.
✨Tip Number 3
Showcase your project management skills! Be ready to discuss specific projects you've led, especially those that involved cross-functional teams. Highlight your ability to drive compliance initiatives effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in being part of our mission at Symbiotics.
We think you need these skills to ace Senior Compliance & Legal Business Partner – Drive Global Impact Through Legal Excellence in Tipton
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance & Legal Business Partner role. Highlight your experience in legal and compliance roles, especially within financial services, and showcase your project management skills. We want to see how your background aligns with our mission at Symbiotics!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and legal excellence, and how you can drive strategic initiatives at Symbiotics. Be sure to mention any relevant cross-border regulatory expertise you have, as this is key for us.
Showcase Your Leadership Skills:In your application, don’t forget to highlight your leadership experience. We’re looking for someone who can guide and support compliance teams effectively. Share examples of how you've led cross-functional projects and fostered compliance awareness in previous roles.
Apply Through Our Website:We encourage you to apply through our website for the best chance of success! This way, your application will go directly to our hiring team, and you'll be one step closer to joining our diverse and impactful team at Symbiotics.
How to prepare for a job interview at Canon Sphere
✨Know Your Regulations
Make sure you brush up on Swiss, EU, and international regulations, especially those related to compliance like FINMA, FATCA, and AML. Being able to discuss these in detail will show that you're not just familiar with the basics but have a deep understanding of the legal landscape.
✨Showcase Your Project Management Skills
Prepare examples of complex, cross-functional projects you've managed in the past. Highlight your leadership role and how you guided teams through challenges. This will demonstrate your capability to lead initiatives at Symbiotics effectively.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Think about potential conflicts of interest or regulatory dilemmas and how you would handle them. This will showcase your critical thinking and decision-making abilities.
✨Engage with Their Mission
Familiarise yourself with Symbiotics' mission and values, particularly their focus on sustainable financial impact. Be prepared to discuss how your experience aligns with their goals and how you can contribute to their mission of creating inclusive financial solutions.
