Manager, Insurance and Advisor Compliance in London

Manager, Insurance and Advisor Compliance in London

London Full-Time 57704 - 70528 £ / year (est.) Home office (partial)
Canada Life

At a Glance

  • Tasks: Lead compliance initiatives and ensure regulatory standards are met across the organisation.
  • Company: Join Canada Life, a trusted leader in financial services with a strong community focus.
  • Benefits: Enjoy competitive salary, health benefits, career development, and a supportive work environment.
  • Other info: Flexible work locations available; opportunities for growth and mentorship.
  • Why this job: Make a real impact by driving compliance and risk management in a dynamic industry.
  • Qualifications: 6-9 years in compliance or risk management; strong communication and relationship-building skills.

The predicted salary is between 57704 - 70528 £ per year.

We are looking for a Manager, Insurance and Advisor Compliance to join the Insurance Solutions Business Risk and Controls team. The Manager, Insurance and Advisor Compliance is responsible for providing subject matter expertise and oversight in support of insurance regulatory compliance, advisor compliance, and related risk management activities. This role plays a critical part in ensuring regulatory requirements are effectively understood, assessed, and implemented across the business while supporting a strong culture of compliance and market conduct.

Reporting to the Director, Insurance and Advisor Compliance, the Manager will partner closely with stakeholders across Insurance Solutions, Distribution, Operations, Risk, Legal, Privacy, and Compliance to assess regulatory impacts, identify compliance risks, implement controls, and provide practical guidance to support business objectives. The successful candidate will bring strong regulatory expertise, sound judgment, and the ability to influence outcomes, build trusted relationships, and drive results in a complex, matrixed environment.

Given the size and scope of our organization, we have the flexibility for this position to be located in one of the following office locations: London, Toronto, or Winnipeg, with London being the preferred location.

What you will do:

  • Provide subject matter expertise and guidance on insurance regulatory compliance requirements, advisor compliance, and market conduct expectations.
  • Assess new and emerging regulatory requirements, identify business impacts and compliance risks, and develop practical, risk-based recommendations to support implementation.
  • Partner with business stakeholders to implement regulatory changes and ensure compliance requirements are effectively embedded within business processes and controls.
  • Support advisor oversight programs, advisor compliance activities, investigations, escalations, and remediation efforts to promote adherence to regulatory and company standards.
  • Conduct compliance reviews and assessments, identify compliance gaps and control weaknesses, and recommend remediation and continuous improvement opportunities.
  • Collaborate with Distribution, Operations, Product, Risk, Privacy, Legal, and Compliance teams to strengthen compliance controls and risk management practices.
  • Prepare and deliver reporting, analysis, and recommendations for leadership and governance committees.
  • Monitor regulatory developments and industry trends to ensure policies, procedures, and practices remain current and aligned with regulatory expectations.
  • Build strong partnerships across a matrixed organization, influence stakeholders at all levels, and drive initiatives through to successful outcomes.
  • Provide coaching, mentorship, and support to team members while fostering a collaborative, accountable, and high-performing team environment.
  • Lead or support compliance-related projects and initiatives, balancing multiple priorities and adapting to evolving business and regulatory needs.

What you will bring:

  • 6-9 years of experience in compliance, risk management, regulatory oversight, audit, governance, financial services, insurance, or a related field.
  • University degree in Business, Finance, Law, Risk Management, Commerce, or a related discipline.
  • Strong knowledge of insurance regulatory compliance requirements and regulatory frameworks.
  • Experience supporting the assessment and implementation of regulatory change initiatives.
  • Knowledge of advisor compliance, advisor oversight, distribution practices, and market conduct requirements.
  • Familiarity with privacy, anti-money laundering (AML), regulatory compliance, or other risk management disciplines is considered an asset.
  • Demonstrated ability to analyze complex issues, exercise sound judgment, and make timely recommendations that balance risk and business objectives.
  • Proven ability to build credibility, establish strong relationships, and navigate a complex matrixed environment.
  • Strong communication, influencing, and stakeholder management skills, including the ability to present recommendations to leaders and business partners.
  • Results-oriented with excellent organizational skills and a demonstrated ability to manage competing priorities and deliver outcomes.
  • Previous people leadership experience is considered an asset; however, experience coaching, mentoring, teaching, and developing others will also be highly valued.
  • Professional designations in compliance, risk management, accounting, or financial services are considered an asset.

The base salary for this position is between $102,000 - $152,000 annually. This represents base salary only and does not represent other variable compensation components of our total compensation (i.e. annual bonus, commission etc). If you are selected to move forward in our recruitment process, your recruiter will be able to discuss additional details of our total rewards program with you.

Career opportunities will be open a minimum of 5 business days from the date of posting, closing dates will vary depending on the search activity. All applications received will be reviewed on a rolling basis.

We’re united by a shared purpose: to improve the financial, physical and mental well-being of Canadians. Our company is trusted by 1 in 3 Canadians and contributes to the strength of communities across the country.

We’re looking for people who live our values every day: we step up, we do the right thing, and we deliver – for our customers, communities and each other. Are you someone who always strives to do the right thing, who steps up for themselves and others, and who delivers with impact? Then we want to hear from you!

What we offer:

  • Career Development: Opportunities for career advancement, access to industry-leading learning programs and up to $2,000 annually towards education reimbursement.
  • Health & Wellness: Flexible health and dental benefits, plus a $5,000 mental health benefit to support your well-being.
  • Time Off: In addition to regular vacation and personal days, we support community involvement with a volunteer day.
  • Financial Security: Company-matching pension plan, share ownership program and additional investment options.
  • Rewards and Recognition: Employee recognition programs, service milestone celebrations, employee discounts and more!
  • Emphasis on Community: We provide a workplace where employees feel connected and supported through Employee Resource Groups (ERGs), mentorship programs, social clubs and events.

We’re committed to removing barriers and ensuring equal access to employment. Applicants requiring reasonable accommodation during the application process may contact talentacquisitioncanada@canadalife.com. All information provided will be handled in accordance with applicable laws and Canada Life policies.

Canada Life would like to thank all applicants, however only those who qualify for an interview will be contacted.

Manager, Insurance and Advisor Compliance in London employer: Canada Life

Canada Life UK is an exceptional employer that prioritises the well-being and growth of its employees, offering a modern and agile work environment in vibrant locations like Bristol, London, and Watford. With a strong focus on building better futures, the company fosters a welcoming culture and provides ample opportunities for professional development, making it an ideal place for those seeking meaningful and rewarding careers.

Canada Life

Contact Details:

Canada Life Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Manager, Insurance and Advisor Compliance in London

Dive Into Industry Networking Events

Get your foot in the door by attending insurance industry events and conferences. Not only will you learn about the latest trends, but you'll also meet potential employers and industry peers. Check out local chapters of professional bodies like the Chartered Insurance Institute for valuable meetups.

Use LinkedIn to Your Advantage

Don’t underestimate the power of LinkedIn in the insurance world. Engage with industry content, join relevant groups, and connect with professionals at companies you admire (like Canada Life). A thoughtful message explaining your interest can really make a difference!

Look Out for Graduate Schemes

Many firms in insurance have structured graduate programmes. Keep an eye on application windows and utilise your university's career services for insider tips. These schemes are designed to develop talent and often lead to permanent roles after your initial training.

Leverage Your Current Connections

Got friends or family in the industry? Now’s the time to reach out! Personal referrals can give you a head start, so let them know you're on the lookout for full-time opportunities at places like Canada Life. Don’t shy away from asking for a coffee chat; you never know what doors it might open!

We think you need these skills to ace Manager, Insurance and Advisor Compliance in London

Regulatory Compliance Expertise
Risk Management
Stakeholder Management
Analytical Skills
Communication Skills
Project Management
Problem-Solving Skills

Some tips for your application 🫡

Highlight Your Analytical Skills:In insurance, we love a candidate who can crunch numbers and analyse data effectively. When crafting your CV, make sure to showcase any relevant coursework or experiences that highlight your analytical abilities, especially if you’ve tackled risk assessment or financial modelling.

Showcase Industry Knowledge:Don’t be shy about your knowledge of the insurance sector! We want to see that you've done your homework on current trends, regulations, and challenges in the industry. Mention any relevant projects or studies you’ve completed that demonstrate your understanding of the field in your cover letter.

Craft a Compelling Cover Letter:Your cover letter should tell us why you’re passionate about insurance. Share any personal experiences or what drew you into this profession. We’re looking for enthusiasm and a clear motivation for why you want to be part of our team at Canada Life.

Tailor Your CV for the Role:Don't just send a generic CV! Focus on tailoring it specifically for the insurance role at Canada Life. Highlight relevant skills such as risk management, customer service experience, or any certifications you've earned in the industry to make your application stand out.

How to prepare for a job interview at Canada Life

Know Your Numbers: Insurance Fundamentals

Brush up on your understanding of key insurance concepts, like underwriting principles and risk assessment. Expect the interviewer at Canada Life to throw some technical questions your way, so be ready to demonstrate your grasp of these essentials.

Showcase Your Analytical Side

In the insurance world, it's all about data. Prepare to discuss any analytical tools or methodologies you've used in past experiences. If you have a portfolio of projects where you've tackled complex data, bring that along to impress the team!

Prepare for Behavioural Questions

As a full-timer at Canada Life, they'll want to know how you handle real-life scenarios, not just theory. Think about challenges you've faced in teamwork or customer service, and how those experiences can relate to a career in insurance.

Know the Company Culture Inside Out

Understanding Canada Life's values and workplace culture is essential. Don’t just memorise their mission statement; think about how your personal values align with theirs. This will show your genuine interest in being part of their team long-term.