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- Tasks: Review client files and assess AML risks to ensure compliance.
- Company: Join a dynamic team focused on client relationships and risk management.
- Benefits: Enjoy a fixed-term contract with potential for growth and development.
- Why this job: Make a real impact by ensuring client safety and compliance in a supportive environment.
- Qualifications: No specific experience required; just a keen eye for detail and a willingness to learn.
- Other info: This is a 12-month contract, perfect for students seeking practical experience.
The predicted salary is between 36000 - 60000 £ per year.
We are looking for 4 x Client File Reviewers to join us on a 12-month fixed-term contract basis. The role is required to ensure that we have a comprehensive understanding of each client and the AML risk which they pose to the business.
Role responsibilities:
- To re-risk the client relationship using the AML risk rating tool.
- To focus on the review of client files.
- To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company, that it is complete and up to date and that SOW/SOF information is complete.
- To collect missing information and chase any requested information by communicating with clients and Executives.
- To undertake a review of the activity on the account, ensuring it is in keeping with expectations.
- To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.
- Undertake technical or any other relevant training as and when required.
Client File Reviewer employer: Canaccord Wealth
Contact Detail:
Canaccord Wealth Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client File Reviewer
✨Tip Number 1
Familiarise yourself with AML regulations and risk assessment tools. Understanding the legal framework and how to apply it will show that you’re serious about the role and can hit the ground running.
✨Tip Number 2
Brush up on your communication skills, especially in relation to client interactions. Being able to effectively chase information and clarify details with clients is crucial for this role.
✨Tip Number 3
Gain experience with data analysis and completeness checks. Highlight any relevant experience where you've had to ensure data integrity, as this will be a key part of the job.
✨Tip Number 4
Network with professionals in the compliance and risk management fields. Engaging with others in the industry can provide insights and potentially lead to referrals, making your application stand out.
We think you need these skills to ace Client File Reviewer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Client File Reviewer. Familiarise yourself with AML risk assessment and CDD processes, as this knowledge will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous experience related to client file reviews, AML compliance, or risk assessment. Use specific examples to demonstrate your skills and how they align with the job requirements.
Craft a Strong Cover Letter: Your cover letter should clearly express your interest in the role and why you are a good fit. Mention your understanding of the importance of CDD completeness checks and your ability to communicate effectively with clients and executives.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for the role of a Client File Reviewer.
How to prepare for a job interview at Canaccord Wealth
✨Understand AML Regulations
Familiarise yourself with Anti-Money Laundering (AML) regulations and the risk assessment process. Being able to discuss these topics confidently will show your potential employer that you understand the importance of compliance in the role.
✨Demonstrate Attention to Detail
Since the role involves reviewing client files and conducting data gap analyses, be prepared to provide examples from your past experiences where your attention to detail made a significant impact. This will highlight your suitability for the position.
✨Prepare for Client Communication Scenarios
Think about how you would handle communication with clients when collecting missing information. Be ready to discuss your approach to maintaining professionalism and clarity, as this is crucial for the role.
✨Showcase Your Analytical Skills
The ability to analyse client activity and assess risk is key in this position. Prepare to discuss any relevant analytical tools or methods you've used in previous roles, and how they can apply to the responsibilities of a Client File Reviewer.
