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- Tasks: Review client files and assess AML risks to ensure compliance.
- Company: Join a dynamic team focused on client relationships and risk management.
- Benefits: Enjoy a fixed-term contract with potential for growth and development.
- Why this job: Make a real impact by ensuring client safety and compliance in a supportive environment.
- Qualifications: No specific experience required; just a keen eye for detail and a willingness to learn.
- Other info: This role offers valuable training opportunities and a chance to enhance your skills.
The predicted salary is between 36000 - 60000 £ per year.
We are looking for 4 x Client File Reviewers to join us on a 12-month fixed-term contract basis. The role is required to ensure that we have a comprehensive understanding of each client and the AML risk which they pose to the business.
Role responsibilities:
- To re-risk the client relationship using the AML risk rating tool.
- To focus on the review of client files.
- To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company, that it is complete and up to date and that SOW/SOF information is complete.
- To collect missing information and chase any requested information by communicating with clients and Executives.
- To undertake a review of the activity on the account, ensuring it is in keeping with expectations.
- To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.
- Undertake technical or any other relevant training as and when required.
Client File Reviewer employer: Canaccord Wealth
Contact Detail:
Canaccord Wealth Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client File Reviewer
✨Tip Number 1
Familiarise yourself with AML regulations and risk assessment tools. Understanding the legal framework and how to apply it in practice will give you a significant edge during interviews.
✨Tip Number 2
Brush up on your communication skills, as you'll need to liaise with clients and executives. Practising clear and concise communication can help you stand out when discussing your approach to gathering information.
✨Tip Number 3
Gain experience with data analysis tools or software relevant to client file reviews. Being able to demonstrate your proficiency in these tools can make you a more attractive candidate.
✨Tip Number 4
Network with professionals in the compliance and risk management fields. Building connections can provide insights into the role and may even lead to referrals, increasing your chances of landing the job.
We think you need these skills to ace Client File Reviewer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Client File Reviewer. Familiarise yourself with AML risk assessment and CDD processes, as this knowledge will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous experience related to client file reviews, AML compliance, or risk assessment. Use specific examples to demonstrate your skills and how they align with the job requirements.
Craft a Strong Cover Letter: Your cover letter should clearly express your interest in the role and why you are a good fit. Mention your understanding of the importance of CDD completeness checks and your ability to communicate effectively with clients and executives.
Proofread Your Application: Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for the role of a Client File Reviewer.
How to prepare for a job interview at Canaccord Wealth
✨Understand AML Regulations
Familiarise yourself with Anti-Money Laundering (AML) regulations and the importance of client due diligence (CDD). Being able to discuss these topics confidently will show your potential employer that you understand the core responsibilities of the role.
✨Demonstrate Attention to Detail
Since the role involves reviewing client files and ensuring completeness, be prepared to provide examples from your past experiences where your attention to detail made a significant impact. This could include instances where you identified discrepancies or improved processes.
✨Prepare for Client Communication Scenarios
As part of the job, you'll need to communicate with clients and executives to gather missing information. Think of scenarios where you successfully navigated difficult conversations or resolved issues, and be ready to share these during the interview.
✨Show Willingness to Learn
The role may require undertaking technical training, so express your eagerness to learn and adapt. Share any relevant training or certifications you've pursued in the past, and how they have prepared you for this position.
