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- Tasks: Review client files and assess AML risks to ensure compliance.
- Company: Join a dynamic team focused on client relationships and risk management.
- Benefits: Enjoy a fixed-term contract with opportunities for training and development.
- Why this job: Make a real impact by ensuring client compliance and enhancing business integrity.
- Qualifications: No specific experience required; just a keen eye for detail and strong communication skills.
- Other info: This role is perfect for those looking to gain experience in finance and compliance.
The predicted salary is between 36000 - 60000 £ per year.
We are looking for 4 x Client File Reviewers to join us on a 12-month fixed-term contract basis. The role is required to ensure that we have a comprehensive understanding of each client and the AML risk which they pose to the business.
Role responsibilities:
- To re-risk the client relationship using the AML risk rating tool.
- To focus on the review of client files.
- To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company, that it is complete and up to date and that SOW/SOF information is complete.
- To collect missing information and chase any requested information by communicating with clients and Executives.
- To undertake a review of the activity on the account, ensuring it is in keeping with expectations.
- To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.
- Undertake technical or any other relevant training as and when required.
Client File Reviewer employer: Canaccord Wealth
Contact Detail:
Canaccord Wealth Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client File Reviewer
✨Tip Number 1
Familiarise yourself with AML regulations and risk assessment tools. Understanding the legal framework and the specific tools used in client file reviews will give you an edge during interviews.
✨Tip Number 2
Brush up on your communication skills. Since the role involves liaising with clients and executives to gather information, being able to communicate clearly and effectively is crucial.
✨Tip Number 3
Gain experience with data analysis. Being comfortable with data gap analysis and completeness checks will help you demonstrate your capability to handle the responsibilities of the role.
✨Tip Number 4
Network within the industry. Connecting with professionals in compliance or risk management can provide insights into the role and may even lead to referrals.
We think you need these skills to ace Client File Reviewer
Some tips for your application 🫡
Understand the Role: Read the job description carefully to grasp the responsibilities of a Client File Reviewer. Highlight key skills and experiences in your application that align with the requirements, such as knowledge of AML risk assessment and client due diligence.
Tailor Your CV: Customise your CV to reflect relevant experience in client file reviews, risk assessment, and compliance. Use specific examples from your past roles that demonstrate your ability to manage client relationships and conduct thorough reviews.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for the role. Mention your understanding of AML regulations and your experience in conducting data gap analyses or completeness checks, showcasing your attention to detail.
Proofread Your Application: Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A polished application reflects professionalism and attention to detail, which is crucial for a role focused on compliance and risk management.
How to prepare for a job interview at Canaccord Wealth
✨Understand AML Regulations
Familiarise yourself with Anti-Money Laundering (AML) regulations and the risk assessment process. Being able to discuss these topics confidently will show your potential employer that you are knowledgeable and prepared for the role.
✨Demonstrate Attention to Detail
Since the role involves reviewing client files and ensuring completeness, be ready to provide examples of how you've demonstrated attention to detail in previous roles. This could include specific instances where your thoroughness made a difference.
✨Prepare for Client Communication Scenarios
Think about how you would handle communication with clients when collecting missing information. Prepare examples of past experiences where you successfully navigated similar situations, showcasing your communication skills and professionalism.
✨Show Willingness to Learn
The job may require undertaking technical training, so express your eagerness to learn and adapt. Share any relevant training or certifications you've completed in the past, and highlight your commitment to continuous professional development.
