At a Glance
- Tasks: Guide the bank on compliance and conduct regulatory requirements while managing key projects.
- Company: Established bank with a focus on compliance and customer outcomes.
- Benefits: Hybrid working, competitive salary, and opportunities for professional development.
- Other info: Join a dynamic team with a commitment to regulatory excellence and career growth.
- Why this job: Make a real impact in the financial services industry by ensuring compliance and good customer outcomes.
- Qualifications: Experience in compliance or conduct risk within financial services and knowledge of FCA handbooks.
The predicted salary is between 48000 - 72000 £ per year.
Our client, an established bank, is looking to recruit an experienced Compliance Manager within their London office, with hybrid working. The manager will work as part of the Compliance Team in delivering practical and clear guidance on how to effectively meet new and existing conduct regulatory requirements, and proactively help to ensure that the bank implements effective systems and controls and to escape any material issues identified.
Role Responsibilities
- Acting as compliance representative on key business and regulatory projects and initiatives
- Providing advice and identifying potential solutions to issues as they arise
- Contributing to the development and maintenance of the regulatory and conduct risk frameworks, Compliance Universe, policies and procedures
- Contributing to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters facing the business
Qualifications and Experience Required
- Previous experience in a compliance or conduct risk role within the financial service industry
- Detailed knowledge of the conduct and regulatory environment
- Thorough understanding of conduct risk management and promoting good customer outcomes
- Detailed working and practical knowledge of the FCA handbooks and their application in practice
- Knowledge of retail banking and associated products is desirable
- Formal professional compliance qualifications and/or Ce-map 3 qualification are desirable
Compliance Manager (Advice) employer: Campion Pickworth
As a leading global consulting firm, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to thrive. Located in the heart of London, we offer exceptional growth opportunities through diverse projects with major insurers, alongside comprehensive benefits that support both professional development and personal well-being. Join us to be part of a collaborative team that values innovation and excellence in delivering transformative solutions.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager (Advice)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on the latest FCA guidelines and conduct risk management practices. We want you to be the go-to expert in the room, so show off that detailed knowledge!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and expertise. Use our website to find roles that excite you and match your skills, making your application stand out.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Plus, it shows your enthusiasm for the role and helps build a positive rapport with the hiring team.
We think you need these skills to ace Compliance Manager (Advice)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in compliance and conduct risk, and don’t forget to mention any relevant qualifications like Ce-map 3. We want to see how your background fits with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the role and how your skills can help us tackle compliance challenges. Keep it concise but impactful – we love a good story!
Showcase Your Knowledge:Demonstrate your understanding of the FCA handbooks and the regulatory environment in your application. We’re keen to see how you’ve applied this knowledge in previous roles, so don’t hold back on those examples!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Let’s get started on this journey together!
How to prepare for a job interview at Campion Pickworth
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of the FCA handbooks and conduct risk management. Be ready to discuss how these regulations apply in practice, especially in retail banking. This shows you’re not just familiar with the theory but can also apply it effectively.
✨Showcase Your Problem-Solving Skills
Prepare examples of how you've identified compliance issues in the past and the solutions you proposed. This will demonstrate your proactive approach and ability to contribute to the development of regulatory frameworks, which is key for this role.
✨Understand the Business Context
Research the bank’s recent projects and initiatives. Being able to discuss how compliance fits into their business strategy will show that you’re not just a compliance expert, but also understand the bigger picture and can act as a valuable advisor.
✨Ask Insightful Questions
Prepare thoughtful questions about the bank's compliance challenges and how they handle regulatory changes. This not only shows your interest in the role but also your understanding of the complexities involved in compliance management.
