At a Glance
- Tasks: Review client files and ensure compliance with AML regulations.
- Company: Join a leading investment management firm with a focus on client relationships.
- Benefits: Full-time role with competitive salary and opportunities for professional growth.
- Other info: Dynamic team environment with potential for career advancement.
- Why this job: Make a difference by ensuring clients are well-supported and compliant.
- Qualifications: Strong attention to detail and excellent communication skills required.
The predicted salary is between 35000 - 45000 £ per year.
Key Responsibilities:
- Re-risk the client relationship using the AML risk rating tool.
- Review client files.
- Conduct a CDD completeness check and data gap analysis to ensure CDD is appropriate for the client's risk level, complete, up-to-date, and that SOW/SOF information is complete.
- Collect missing information and follow up on requested information by communicating with clients and Executives.
- Review account activity to ensure it aligns with expectations.
- Ensure the account structure is properly documented and all parties are recorded in Avaloq for overnight screening.
- Undertake relevant technical or other training as required.
Contact: Feel free to contact me to discuss the role: patrick@cameronkennedy.com or call 0207 337 0045.
Additional Details:
- Seniority level: Associate
- Employment type: Full-time
- Job function: Administrative
- Industry: Investment Management
Client File Reviewer in Blackpool employer: Cameron Kennedy
As a leading management consultancy, our client offers an exceptional work environment that fosters collaboration and innovation, particularly for professionals engaged in US GAAP to IFRS conversion projects. With a remote working model, employees enjoy the flexibility of working from anywhere in the UK while being part of a dynamic team that supports their professional growth through exposure to high-profile clients and complex financial challenges. The company values strong communication and project management skills, ensuring that every team member can contribute meaningfully to impactful projects.
