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- Tasks: Lead operations and compliance in wealth management, shaping processes and strategies.
- Company: Join a long-established, independent family-owned financial advisory firm in South Yorkshire.
- Benefits: Enjoy a competitive salary up to £80,000 and potential board membership.
- Why this job: Make a real impact on clients' financial futures while working in a supportive team environment.
- Qualifications: Experience in financial planning, compliance, or operations is highly advantageous.
- Other info: Collaborate with a team of 11 experienced advisers and contribute to strategic decisions.
The predicted salary is between 48000 - 64000 £ per year.
We have an exciting new opportunity for a Wealth Management Operations Director/Manager with Compliance experience for our client in South Yorkshire. The company has been established for many years but remains fully independent. Salary up to £80,000. The financial advisers provide truly independent unbiased financial advice UK wide. They have a team of experienced independent financial advisers ready to help with all aspects of clients’ personal finance, specialising in retirement and pension planning, mortgages, investments and financial protection. Being a family-owned and run business they can help clients to make the best decisions to get the most out of retirement and to grow their investments.
You will be working alongside 11 IFA plus a team of Mortgage and Protection Advisers. Your role will entail modifying procedures and processes and working closely with the board of directors in making fundamental decisions.
Experience in the following areas would be very advantageous:
- Head of Financial Planning
- Investment and Paraplanning
- Webinars and seminars
- Retail Investing
- Head of Planning
- Area Manager
- Head of Investment
- Director
- Compliance Manager
- Operations
- Business Development
Initiating strategies and processes. There is opportunity to become a board member.
Please apply on-line or contact Cameron James for full details.
Wealth Management Operations and Compliance Manager employer: Cameron James
Contact Detail:
Cameron James Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Wealth Management Operations and Compliance Manager
✨Tip Number 1
Network with professionals in the wealth management and compliance sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends, which can give you an edge in interviews.
✨Tip Number 2
Research the company thoroughly. Understand their values, mission, and the specific services they offer. This knowledge will help you tailor your conversations and demonstrate your genuine interest in their operations.
✨Tip Number 3
Prepare to discuss your experience in modifying procedures and processes. Think of specific examples where you've successfully implemented changes that improved efficiency or compliance, as this will be crucial for the role.
✨Tip Number 4
Showcase your leadership skills and ability to work closely with a board of directors. Be ready to share instances where you've influenced strategic decisions or led teams, as this will highlight your suitability for a managerial position.
We think you need these skills to ace Wealth Management Operations and Compliance Manager
Some tips for your application 🫡
Understand the Role: Take time to thoroughly read the job description for the Wealth Management Operations and Compliance Manager position. Understand the key responsibilities and required skills, especially in compliance and operations.
Tailor Your CV: Customise your CV to highlight relevant experience in wealth management, compliance, and operations. Emphasise any leadership roles or strategic initiatives you've undertaken that align with the job requirements.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for wealth management and your understanding of the company's values. Mention specific experiences that demonstrate your ability to modify procedures and work closely with senior management.
Highlight Relevant Experience: In your application, make sure to detail your experience in financial planning, compliance, and operations. Use concrete examples to illustrate how you've successfully initiated strategies and processes in previous roles.
How to prepare for a job interview at Cameron James
✨Research the Company
Before your interview, take some time to understand the company's history, values, and services. Knowing about their independent financial advice and family-owned structure will help you align your answers with their ethos.
✨Highlight Relevant Experience
Make sure to emphasise your experience in wealth management operations and compliance. Be prepared to discuss specific examples of how you've modified procedures or worked closely with senior management to drive change.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills and decision-making abilities. Think of situations where you've successfully initiated strategies or processes in previous roles.
✨Show Enthusiasm for the Role
Express your passion for wealth management and compliance during the interview. Let them know why you're excited about the opportunity to work with their team and potentially become a board member.
