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- Tasks: Join our team to ensure compliance and regulatory adherence in the investment industry.
- Company: Cambridge Associates is a top global investment firm focused on impactful investment portfolios.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth and development.
- Why this job: Be part of a dynamic team that promotes a strong compliance culture and makes a real difference.
- Qualifications: 2+ years in compliance, knowledge of UK/EU regulations, and strong communication skills required.
- Other info: We value diversity and are committed to equal employment opportunities for all.
The predicted salary is between 43200 - 72000 £ per year.
Cambridge Associates (“CA”) is a leading global investment firm. CA’s goal is to help endowments & foundations, pension plans, and ultra-high net worth private clients implement and manage custom investment portfolios that generate outperformance so that they can maximize their impact on the world. Cambridge Associates delivers a range of services, including outsourced CIO, non-discretionary portfolio management, and investment consulting.
We are seeking a Compliance Associate to join our London office, reporting to the Head of Compliance. This role will be pivotal in strengthening our group compliance frameworks, ensuring regulatory adherence, and maintaining our reputation for excellence in the investment industry.
Key Responsibilities:- Perform and document controls testing under the firm’s Compliance Monitoring Programme.
- Assist with Regulatory Reporting and the firm’s global Regulatory Data Initiative Project.
- Monitor, interpret and implement new regulatory requirements.
- Develop and refine compliance policies and procedures.
- Advise the firm’s Client Information Management team on AML/KYC matters.
- Deliver regulatory training and guidance to employees.
- Assist with internal and external audits.
- Prepare reports for the firm’s management committees and board.
- Contribute to regulatory and business projects.
- Promote a robust compliance culture across the firm.
- Minimum of 2 years of compliance experience in institutional asset management or relevant financial sector roles.
- Familiarity with UK and European regulatory frameworks, including MiFID II, AIFMD, and FCA Rules.
- Strong communication and analytical skills.
- Proven ability to build collaborative relationships across all levels of the organisation.
- Ability to work independently and in a team environment to manage and deliver high-quality results.
- Operates with the highest level of integrity and confidentiality.
The firm is committed to the concept and practice of equal employment opportunity and will not discriminate against any employee or applicant on the basis of race, color, religion, age, sex, national origin, sexual orientation, gender identity, disability, or veteran status. It is expected that all employees will follow a similar policy toward their co-workers.
Compliance Associate employer: Cambridge Associates LLC
Contact Detail:
Cambridge Associates LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest UK and European regulatory frameworks, especially MiFID II and AIFMD. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, particularly those working in institutional asset management. Attend industry events or webinars to make connections that could lead to referrals or insider information about the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've contributed to compliance frameworks in previous roles. Highlight your experience with controls testing and regulatory reporting to show you're ready for the responsibilities of this position.
✨Tip Number 4
Demonstrate your ability to build collaborative relationships by preparing anecdotes that showcase your teamwork skills. This is crucial for a role that requires advising various teams on compliance matters.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to understand the key responsibilities and qualifications required for the Compliance Associate position. Tailor your application to highlight relevant experience and skills that align with these requirements.
Highlight Relevant Experience: In your CV and cover letter, emphasise your compliance experience in institutional asset management or similar financial roles. Be specific about your familiarity with UK and European regulatory frameworks, such as MiFID II and FCA Rules.
Showcase Communication Skills: Since strong communication skills are essential for this role, provide examples in your application of how you've effectively communicated complex regulatory information or trained colleagues in compliance matters.
Demonstrate Integrity: Given the importance of integrity and confidentiality in compliance roles, include instances in your application where you have upheld these values in your previous positions. This will help convey your suitability for the role.
How to prepare for a job interview at Cambridge Associates LLC
✨Know Your Regulations
Familiarise yourself with UK and European regulatory frameworks, especially MiFID II, AIFMD, and FCA Rules. Being able to discuss these regulations confidently will show your understanding of the compliance landscape.
✨Demonstrate Analytical Skills
Prepare examples that showcase your analytical skills, particularly in relation to compliance monitoring and reporting. Be ready to explain how you've approached complex compliance issues in the past.
✨Showcase Communication Abilities
Since strong communication is key for this role, think of instances where you've effectively communicated compliance policies or trained others. Highlight your ability to convey complex information clearly.
✨Emphasise Team Collaboration
Be prepared to discuss how you've built collaborative relationships in previous roles. This could include working with different teams on compliance projects or contributing to a positive compliance culture.
