Investments Compliance Specialist – Hybrid (London)

Investments Compliance Specialist – Hybrid (London)

London Full-Time 31000 - 40000 £ / year (est.) Home office (partial)
Butler Rose Ltd

At a Glance

  • Tasks: Provide compliance support to FCA-regulated investment firms and work directly with clients.
  • Company: Butler Rose Ltd, a growing consultancy in London.
  • Benefits: Salary of £31,000 - £40,000 plus bonus, hybrid working, and clear progression opportunities.
  • Other info: Exciting career growth in a supportive environment.
  • Why this job: Join a dynamic team and make a real impact in the investment compliance sector.
  • Qualifications: 2+ years of compliance experience and knowledge of MiFID or AIFMD.

The predicted salary is between 31000 - 40000 £ per year.

Butler Rose Ltd in London is looking for an Investments Compliance Consultant to provide compliance support to FCA-regulated investment firms. With a salary range of £31,000 - £40,000 plus bonus, the position offers hybrid working and clear progression opportunities within a growing consultancy.

The ideal candidate will have:

  • 2+ years of compliance experience
  • Knowledge of MiFID or AIFMD
  • Comfortable working directly with clients across various investment firms

Investments Compliance Specialist – Hybrid (London) employer: Butler Rose Ltd

Butler Rose Ltd is an excellent employer, offering a dynamic work culture that values compliance expertise and client engagement. With competitive salaries, hybrid working options, and clear pathways for career advancement, employees are empowered to grow within a supportive environment in the heart of London’s financial district.

Butler Rose Ltd

Contact Details:

Butler Rose Ltd Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Investments Compliance Specialist – Hybrid (London)

Tip Number 1

Network like a pro! Reach out to your connections in the compliance and investment sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.

Tip Number 2

Prepare for those interviews by brushing up on your knowledge of MiFID and AIFMD. We want you to be able to chat confidently about these regulations, showing that you’re the perfect fit for the Investments Compliance Specialist role.

Tip Number 3

Don’t forget to tailor your approach! When applying through our website, make sure to highlight your relevant experience and how it aligns with the needs of FCA-regulated firms. We want to see how you can add value!

Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in their minds. We believe that a little courtesy can make a big difference!

We think you need these skills to ace Investments Compliance Specialist – Hybrid (London)

Compliance Experience
Knowledge of MiFID
Knowledge of AIFMD
Client Management
Regulatory Knowledge
Attention to Detail
Analytical Skills

Some tips for your application 🫡

Tailor Your CV:Make sure your CV highlights your compliance experience, especially with MiFID or AIFMD. We want to see how your skills match what we're looking for, so don’t be shy about showcasing your relevant achievements!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Investments Compliance Specialist role. Share specific examples of your work with FCA-regulated firms and how you can add value to our team.

Showcase Your Client Interaction Skills:Since this role involves working directly with clients, make sure to highlight any experience you have in client-facing roles. We love candidates who can communicate effectively and build strong relationships!

Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!

How to prepare for a job interview at Butler Rose Ltd

Know Your Compliance Stuff

Make sure you brush up on your knowledge of MiFID and AIFMD regulations. Being able to discuss these topics confidently will show that you’re not just familiar with compliance but that you can apply it in real-world scenarios.

Showcase Your Client Interaction Skills

Since the role involves working directly with clients, prepare examples of how you've successfully managed client relationships in the past. Highlight your communication skills and how you’ve navigated compliance challenges with clients.

Research Butler Rose Ltd

Take some time to understand Butler Rose Ltd’s values, culture, and recent projects. This will help you tailor your answers and demonstrate that you’re genuinely interested in the company and its mission.

Prepare Questions for Them

Have a few thoughtful questions ready to ask at the end of the interview. This shows your enthusiasm for the role and gives you a chance to assess if the company is the right fit for you too.