Compliance & Risk Assistant - (Hybrid - 2 days WFH)

Compliance & Risk Assistant – (Hybrid – 2 days WFH)

Burton Recruitment Flintshire, Wales, United Kingdom

This range is provided by Burton Recruitment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Up to £30k based on experience.

About the Role:

We are proud to partner with a leading Financial Planning firm who are currently seeking a detail-driven, proactive Compliance & Risk Assistant to join their dynamic team. This role offers the perfect opportunity to build a robust compliance career in a fast-paced, supportive, and growth-oriented environment.

The Role:

You’ll play a vital role in ensuring the business adheres to regulations while supporting a high standard of client care. Key responsibilities include:

• Risk Assessment: Assist in reviewing client documents, assessing AML (Anti-Money Laundering) risks, and approving new accounts.
• Client Reviews: Help conduct regular and enhanced due diligence on high-risk clients.
• Training & Support: Provide answers to AML-related queries and assist in delivering internal training sessions.
• Decision Making: Contribute to assigning risk ratings and documenting necessary due diligence.
• Data Management: Log newly onboarded clients and assist in preparing monthly statistics for senior managers.
• Regulatory Updates: Support the analysis of new regulations and integration of changes into processes.

What You’ll Bring:

• Organizational Excellence: Ability to manage multiple tasks efficiently.
• Attention to Detail: Ensuring compliance and accuracy in documentation.
• Strong Communication Skills: Professional interaction with advisers, clients, and providers.
• Team Spirit: Willingness to collaborate across departments.
• Interest in Compliance: Basic understanding of FCA, AML, and KYC guidelines is beneficial but not essential.

What’s in It for You?

• Competitive Salary: Up to £30k based on experience.
• Flexibility: Hybrid working and flexible hours.
• Generous Benefits: 28 days holiday, workplace pension, and free parking.
• Professional Development: Comprehensive study support for R0/CII exams.

This role is perfect for individuals with some experience in compliance support, financial services administration, or a related field. If you’re eager to build your skills in risk management and compliance while working in a dynamic and supportive environment, we’d love to hear from you.

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