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- Tasks: Oversee compliance functions and ensure regulatory adherence in a leading financial firm.
- Company: Join a multi-award-winning independent financial planning firm with a strong reputation.
- Benefits: Competitive salary, hybrid working, generous pension scheme, and critical illness cover.
- Why this job: Take ownership of compliance and make a real impact in a respected organisation.
- Qualifications: Qualified compliance professional with experience in financial services, ideally in independent advice.
- Other info: Flexible working hours and excellent career development opportunities await you.
The predicted salary is between 36000 - 60000 £ per year.
Burton Recruitment is delighted to partner with a multi-award-winning independent financial planning firm seeking an experienced compliance professional to oversee their entire compliance function. This is a standalone compliance position offering the opportunity to take full ownership of the compliance framework within a respected and growing organisation.
You will be responsible for ensuring regulatory adherence, managing compliance procedures, and providing strategic compliance guidance across the business. This is a pure compliance role with no advisory responsibilities, allowing you to focus entirely on your compliance expertise.
The Ideal Candidate
We are seeking a qualified compliance professional who holds (or is working towards) SMF16 or SMF17 certification. You will have a proven track record within financial services compliance, specifically with experience in the independent financial advice sector.
In Return:
- Competitive salary - negotiable based on experience and qualifications
- Hybrid working - flexible office and home-based arrangement
- Flexibly working - Reduced or condensed hours considered
- Generous pension scheme - 6% employer contribution matched with 6% employee contribution
- Critical illness cover
- The opportunity to shape and lead the compliance function within a multi-award-winning firm
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Quality Assurance, Administrative, and General Business
Industries: Financial Services, Investment Advice, and Investment Management
Compliance Manager employer: Burton Recruitment Limited
Contact Detail:
Burton Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Compliance Manager role. You never know who might have the inside scoop on an opportunity that’s not even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your compliance knowledge. Make sure you can discuss recent regulatory changes and how they impact the independent financial advice sector. This will show potential employers that you’re not just qualified, but also genuinely passionate about compliance.
✨Tip Number 3
Don’t forget to showcase your achievements! When you get the chance to chat with recruiters or during interviews, highlight specific examples of how you've improved compliance processes or mitigated risks in your previous roles. Numbers and results speak volumes!
✨Tip Number 4
Apply through our website! We’ve got a range of exciting opportunities, including the Compliance Manager position. It’s a great way to ensure your application gets seen by the right people and shows your enthusiasm for joining our team.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your relevant experience in financial services compliance and any certifications like SMF16 or SMF17. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this standalone compliance position. Share specific examples of how you've managed compliance procedures and ensured regulatory adherence in your previous roles.
Showcase Your Expertise: In your application, don't just list your qualifications—show us your expertise! Discuss your experience in the independent financial advice sector and how you've contributed to compliance frameworks in past positions. We love seeing real-world applications of your skills.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy to do!
How to prepare for a job interview at Burton Recruitment Limited
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to the financial services sector. Being able to discuss specific compliance challenges and how you've tackled them in the past will show that you're not just knowledgeable but also experienced.
✨Showcase Your Strategic Thinking
Prepare examples of how you've provided strategic compliance guidance in previous roles. Think about times when your insights led to improved compliance processes or risk management. This will demonstrate your ability to take ownership of the compliance function.
✨Understand the Company Culture
Research the firm’s values and culture before the interview. Knowing how they operate and what they value in their employees can help you tailor your responses to align with their expectations, making you a more attractive candidate.
✨Ask Insightful Questions
Prepare thoughtful questions about the compliance framework and the challenges the company faces. This shows your genuine interest in the role and helps you assess if the company is the right fit for you. Plus, it gives you a chance to showcase your knowledge and enthusiasm for compliance.
