At a Glance
- Tasks: Oversee compliance framework and ensure adherence to regulations in a dynamic real estate debt fund.
- Company: Join a leading Private Equity owned Real Estate Debt Fund with a strong compliance culture.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity for career growth in a fast-paced, supportive team.
- Why this job: Make a real impact by promoting compliance while supporting business objectives.
- Qualifications: 5-8+ years of compliance experience in real estate finance and strong knowledge of FCA regulations.
The predicted salary is between 40500 - 49500 £ per year.
My Private Equity owned Real Estate Debt Fund client is hiring for an experienced Compliance Manager to join their busy team.
Overview
The Compliance Manager is responsible for overseeing and maintaining the firm's compliance framework, ensuring adherence to applicable regulatory requirements, industry best practices, and internal policies.
Working within a Real Estate Debt Fund, the role supports all aspects of the business, including lending activities, portfolio management, and operational functions.
The successful candidate will act as a trusted adviser to the business, promoting a strong culture of compliance while enabling commercial objectives through practical and proportionate risk management.
Responsibilities
- Regulatory Compliance
- Monitor and interpret relevant regulatory developments affecting alternative investment funds and real estate lending activities.
- Ensure ongoing compliance with applicable regulations, including FCA rules, AML/CTF requirements, sanctions, market abuse, and data protection legislation.
- Maintain and update the firm's compliance policies, procedures, and controls.
- Conduct periodic compliance monitoring reviews and document findings and recommendations.
- Coordinate regulatory reporting and filings, ensuring submissions are accurate and timely.
- Financial Crime Compliance
- Oversee the firm's Anti-Money Laundering (AML), Know Your Customer (KYC), sanctions screening, and financial crime compliance framework.
- Review higher-risk investors, borrowers, counterparties, and transactions.
- Support enhanced due diligence processes where required.
- Liaise with external service providers undertaking investor onboarding and KYC activities.
- Lending & Transaction Support
- Provide compliance advice throughout the loan origination and execution process.
- Review new business proposals from a regulatory and reputational risk perspective.
- Participate in transaction approval committees where appropriate.
- Support due diligence on borrowers, sponsors, intermediaries, and third-party service providers.
- Compliance Monitoring & Risk Management
- Develop and execute the annual Compliance Monitoring Programme.
- Perform thematic reviews across business functions.
- Monitor breaches, incidents, complaints, and regulatory issues, ensuring appropriate remediation.
- Maintain compliance risk registers and assist with enterprise risk assessments.
- Training & Culture
- Deliver compliance training across the business.
- Promote awareness of regulatory obligations and ethical standards.
- Support the embedding of a strong compliance culture throughout the organisation.
- Governance & Reporting
- Prepare compliance reports for senior management, executive committees, and the Board.
- Assist with regulatory inspections and external audits.
- Maintain compliance records and evidence in accordance with regulatory requirements.
- Manage relationships with external legal advisers, consultants, and regulators where appropriate.
Experience and Skills Required
Essential
- 5–8+ years' compliance experience within real estate finance (in a Bank or Non-Bank lender).
- Strong knowledge of FCA regulations, AML regulations, financial crime prevention, and corporate governance.
- Excellent analytical, communication, and stakeholder management skills.
- Ability to balance commercial objectives with regulatory requirements.
- High level of integrity, professionalism, and sound judgement.
Desirable
- Experience with compliance monitoring systems and regulatory technology solutions.
- Professional compliance qualification (ICA, CISI, or equivalent).
- Legal or risk management background.
Compliance Manager - Real Estate (Debt Fund) in City of London employer: Buckden Partners
Buckden Partners is an exceptional employer that fosters a dynamic and collaborative work culture, where innovation and growth are at the forefront. Located in the vibrant city of London, employees benefit from a competitive salary, performance bonuses, and a comprehensive benefits package, alongside ample opportunities for professional development and networking within the thriving financial sector. Join us to be part of a forward-thinking team dedicated to driving success in Asset Based Lending.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Real Estate (Debt Fund) in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Buckden Partners looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager - Real Estate (Debt Fund) in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Buckden Partners. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Buckden Partners
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Buckden Partners’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
