At a Glance
- Tasks: Advise banks and asset managers on UK regulatory requirements and compliance matters.
- Company: Leading international law firm with a focus on financial services.
- Benefits: Gain specialist expertise, work with senior lawyers, and enjoy strong professional development opportunities.
- Other info: Open to US-qualified and internationally qualified lawyers with relevant experience.
- Why this job: Join a dynamic team and make an impact in the financial services sector.
- Qualifications: 1-3PQE with UK financial services regulatory experience preferred.
The predicted salary is between 29700 - 36300 £ per year.
Overview
A leading international law firm is seeking a junior Associate to join its London Financial Services Regulatory practice.
This is an additional growth hire within a specialist team advising major banks, asset managers and other regulated businesses.
The role is principally focused on non-contentious regulatory work and offers the opportunity to develop a genuine specialism within a prominent City financial institutions practice.
What You'll Do
- Advise financial institutions and other regulated businesses on UK regulatory requirements.
- Support clients with governance, conduct, authorisation and compliance matters.
- Assist with the regulatory aspects of transactions, products and business structures.
- Monitor legal and regulatory developments and help clients understand their practical implications.
- Draft advice, policies, regulatory submissions and client communications.
- Work on cross-border matters alongside colleagues across the firm's international network.
- Build direct client relationships and assume increasing responsibility as your experience develops.
About You
- Approximately 1-3PQE, with substantive UK financial services regulatory experience.
- Ideally experienced in non-contentious financial regulation.
- Strong technical, drafting and analytical skills.
- Experience advising financial institutions or other regulated businesses.
- A clear commitment to developing a long-term career in Financial Services Regulatory work.
- Confident managing matters and communicating with clients and internal stakeholders.
- Experience gained within a respected City, international or US law firm would be advantageous.
England and Wales qualification is not essential.
US-qualified and other internationally qualified lawyers may be considered, provided they have meaningful experience practising financial services regulation in the UK.
Candidates from contentious regulatory practices are also encouraged to apply where they can demonstrate relevant technical knowledge and a genuine commitment to transitioning permanently into non-contentious work.
Why Apply?
- Join a highly regarded City financial institutions platform.
- Advise major banks, asset managers and other sophisticated regulated businesses.
- Develop specialist expertise at an early stage of your career.
- Gain exposure to complex UK and cross-border regulatory matters.
- Work closely with experienced senior lawyers in a focused specialist team.
- Benefit from an international platform and strong opportunities for professional development.
Applications are invited from junior regulatory lawyers seeking to build a long-term, predominantly non-contentious Financial Services Regulatory practice.
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Financial Services Regulatory Associate in London employer: Buchanan
As a Corporate M&A Associate at our elite global platform, you will thrive in a dynamic and collaborative work culture that prioritises employee growth and development. Our commitment to fostering talent is matched by our competitive benefits package and the unique opportunity to work in one of the most vibrant markets, ensuring your career is both meaningful and rewarding.
StudySmarter Expert Advice🤫
We think this is how you could land Financial Services Regulatory Associate in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Buchanan. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Financial Services Regulatory Associate in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Buchanan.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Buchanan's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Buchanan
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Buchanan.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Buchanan will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Buchanan employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
