At a Glance
- Tasks: Support compliance with regulations and manage risks in a leading legal firm.
- Company: Join a top legal firm committed to high standards of compliance and risk management.
- Benefits: Competitive salary, commission structure, flexible benefits, and a positive work environment.
- Other info: Opportunity for career growth and involvement in compliance-related projects.
- Why this job: Make a real impact by ensuring compliance and managing risks in a dynamic setting.
- Qualifications: Experience in anti-money laundering and strong analytical skills required.
The predicted salary is between 36000 - 60000 £ per year.
Hours: Full Time (Monday to Friday, 9am to 5pm)
We are seeking an experienced Risk and Compliance Advisor to join our Compliance team within a leading legal firm. This is a key role supporting the firm’s commitment to the highest standards of regulatory compliance, professional conduct, and risk management.
The successful candidate will play a central role in the new business intake process, ensuring compliance with Anti-Money Laundering (AML) regulations, financial sanctions, and conflicts of interest requirements. Working closely with partners, fee-earners, and business services teams, you will provide practical, risk-based advice that enables the firm to take on work confidently and responsibly. This is a highly visible, hands-on position requiring strong technical knowledge, excellent judgement, and the confidence to engage with senior stakeholders across the firm.
Key responsibilities will include:
- Conducting customer due diligence (CDD) and AML reviews on new and existing clients and matters, including assessment of AML, bribery, sanctions, and reputational risks
- Assessing identity documentation in line with firm policy, AML legislation, and best practice
- Accurately recording client and matter risk information in the firm’s risk assessment systems
- Preparing detailed written risk assessments, including technical analysis of money laundering, bribery, sanctions, reputational, sectoral, and jurisdictional risks, with reference to FATF typologies
- Drafting comprehensive escalations to the MLRO and Compliance Manager, including legal analysis on risk appetite and potential reporting obligations
- Undertaking ongoing monitoring and periodic file reviews of existing client relationships
- Managing online client verification processes (including Amiqus) and progressing new business instructions
- Advising matter teams on identified risks, clearance conditions, and ongoing compliance requirements
- Responding to general AML and conflicts queries and liaising directly with partners on complex issues
- Reviewing conflicts management systems to identify, assess, and resolve conflicts of interest and confidentiality issues
- Delivering training and raising awareness of AML, conflicts, and compliance best practice across the firm
- Supporting the implementation and continuous improvement of AML/ABC policies and processes
- Assisting with AML investigations and supporting the preparation of Suspicious Activity Reports (SARs)
- Participating in compliance-related projects, including system rollouts and process enhancements
- Providing clear, practical risk and compliance advice to the partnership on new business instructions
The successful candidate will have a strong background in anti-money laundering and conflicts management, a keen eye for detail, and excellent analytical skills, as well as demonstrate an ability to confidently handle low to medium complexity matters with minimal supervision. They will also be competent in handling more complex financial crime and risk matters. It is essential that candidates have an understanding of the relevant compliance rules and regulations, the risks associated with high-risk jurisdictions, politically exposed persons, regulated and non-regulated activities, and the methods used to facilitate money laundering.
If you are a highly motivated and skilled risk and compliance professional, we would love to hear from you.
BTO offers a friendly and positive working environment with a competitive salary and benefits package, including commission structure, staff referral scheme, and ‘BTO Rewards’ flexible benefits scheme.
Risk and Compliance Advisor in Glasgow employer: BTO Solicitors LLP
BTO is an exceptional employer that fosters a collaborative and supportive work culture, making it an ideal place for Risk and Compliance Advisors to thrive. With a commitment to employee growth, we offer comprehensive training and development opportunities alongside a competitive salary and benefits package, including a flexible rewards scheme. Located in a vibrant area, our firm not only prioritises regulatory compliance but also values the well-being and professional advancement of its team members.
StudySmarter Expert Advice🤫
We think this is how you could land Risk and Compliance Advisor in Glasgow
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the firm thoroughly. Understand their values, recent cases, and compliance challenges they face. This will help you tailor your answers and show that you’re genuinely interested in being part of their team.
✨Tip Number 3
Practice your pitch! Be ready to explain how your skills in risk management and compliance can directly benefit the firm. Use specific examples from your past experiences to demonstrate your capabilities and confidence.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage with us directly.
We think you need these skills to ace Risk and Compliance Advisor in Glasgow
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Risk and Compliance Advisor role. Highlight your experience with AML regulations, risk management, and any relevant compliance projects you've worked on. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Don’t forget to mention specific experiences that relate to the job description.
Showcase Your Analytical Skills:Since this role requires strong analytical skills, be sure to include examples of how you've successfully assessed risks or conducted due diligence in past roles. We love seeing candidates who can think critically and provide practical solutions!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at BTO Solicitors LLP
✨Know Your AML Inside Out
Make sure you brush up on your knowledge of Anti-Money Laundering regulations and best practices. Be prepared to discuss specific cases or scenarios where you've applied this knowledge, as it shows you can handle the complexities of the role.
✨Showcase Your Analytical Skills
During the interview, highlight your analytical skills by discussing how you've assessed risks in previous roles. Use examples that demonstrate your ability to prepare detailed risk assessments and your understanding of financial crime.
✨Engage with Stakeholders
Since this role involves liaising with senior stakeholders, practice how you would communicate complex compliance issues clearly and confidently. Think of examples where you've successfully navigated stakeholder relationships in the past.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your judgement and decision-making skills. Prepare by thinking through potential conflicts of interest or compliance dilemmas you might face, and how you would resolve them effectively.
