At a Glance
- Tasks: Support compliance with regulations and manage risk in a leading legal firm.
- Company: Join a top legal firm committed to high standards of compliance.
- Benefits: Competitive salary, commission structure, flexible benefits, and a positive work environment.
- Other info: Opportunity for career growth and involvement in compliance projects.
- Why this job: Make a real impact by ensuring compliance and managing risks in a dynamic setting.
- Qualifications: Experience in anti-money laundering and strong analytical skills required.
The predicted salary is between 50000 - 60000 £ per year.
We are seeking an experienced Risk and Compliance Advisor to join our Compliance team within a leading legal firm. This is a key role supporting the firm’s commitment to the highest standards of regulatory compliance, professional conduct, and risk management.
The successful candidate will play a central role in the new business intake process, ensuring compliance with Anti-Money Laundering (AML) regulations, financial sanctions, and conflicts of interest requirements. Working closely with partners, fee-earners, and business services teams, you will provide practical, risk-based advice that enables the firm to take on work confidently and responsibly. This is a highly visible, hands-on position requiring strong technical knowledge, excellent judgement, and the confidence to engage with senior stakeholders across the firm.
Key responsibilities will include:
- Conducting customer due diligence (CDD) and AML reviews on new and existing clients and matters, including assessment of AML, bribery, sanctions, and reputational risks
- Assessing identity documentation in line with firm policy, AML legislation, and best practice
- Accurately recording client and matter risk information in the firm’s risk assessment systems
- Preparing detailed written risk assessments, including technical analysis of money laundering, bribery, sanctions, reputational, sectoral, and jurisdictional risks, with reference to FATF typologies
- Drafting comprehensive escalations to the MLRO and Compliance Manager, including legal analysis on risk appetite and potential reporting obligations
- Undertaking ongoing monitoring and periodic file reviews of existing client relationships
- Managing online client verification processes (including Amiqus) and progressing new business instructions
- Advising matter teams on identified risks, clearance conditions, and ongoing compliance requirements
- Responding to general AML and conflicts queries and liaising directly with partners on complex issues
- Reviewing conflicts management systems to identify, assess, and resolve conflicts of interest and confidentiality issues
- Delivering training and raising awareness of AML, conflicts, and compliance best practice across the firm
- Supporting the implementation and continuous improvement of AML/ABC policies and processes
- Assisting with AML investigations and supporting the preparation of Suspicious Activity Reports (SARs)
- Participating in compliance-related projects, including system rollouts and process enhancements
- Providing clear, practical risk and compliance advice to the partnership on new business instructions
The successful candidate will have a strong background in anti-money laundering and conflicts management, a keen eye for detail, and excellent analytical skills, as well as demonstrate an ability to confidently handle low to medium complexity matters with minimal supervision. They will also be competent in handling more complex financial crime and risk matters. It is essential that candidates have an understanding of the relevant compliance rules and regulations, the risks associated with high-risk jurisdictions, politically exposed persons, regulated and non-regulated activities, and the methods used to facilitate money laundering.
If you are a highly motivated and skilled risk and compliance professional, we would love to hear from you. BTO offers a friendly and positive working environment with a competitive salary and benefits package, including commission structure, staff referral scheme, and ‘BTO Rewards’ flexible benefits scheme.
For further information please visit the Careers page on our website: http://www.bto.co.uk/careers/
If you are interested in applying for this position please send your CV, together with a covering letter detailing your salary expectation.
Risk and Compliance Advisor in Edinburgh employer: BTO Solicitors LLP
BTO is an exceptional employer that fosters a collaborative and supportive work culture, making it an ideal place for a Risk and Compliance Advisor to thrive. With a commitment to employee growth, BTO offers comprehensive training opportunities and a competitive benefits package, including a flexible rewards scheme and a staff referral programme. Located in a vibrant city, the firm provides a dynamic environment where professionals can engage with senior stakeholders and contribute meaningfully to the firm's compliance efforts.
StudySmarter Expert Advice🤫
We think this is how you could land Risk and Compliance Advisor in Edinburgh
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like BTO Solicitors LLP looking for candidates who are engaged and informed.
We think you need these skills to ace Risk and Compliance Advisor in Edinburgh
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at BTO Solicitors LLP. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at BTO Solicitors LLP
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with BTO Solicitors LLP’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
