At a Glance
- Tasks: Ensure financial accuracy and compliance while managing audits and preparing financial statements.
- Company: Join BTIG, a global leader in financial services with a dynamic team.
- Benefits: Competitive salary, professional growth, and a collaborative work environment.
- Other info: Exciting opportunities for career advancement in a fast-paced financial environment.
- Why this job: Make a real impact in finance while working with top professionals in the industry.
- Qualifications: Qualified accountant with strong financial control experience and analytical skills.
The predicted salary is between 66150 - 80850 £ per year.
Job Purpose
BTIG is seeking a detail‑oriented and proactive Financial Controller to join our dynamic UK‑based broker‑dealer.
The successful candidate will be responsible for ensuring the integrity, accuracy, and timely delivery of financial information within the firm, with a core focus on the preparation of statutory financial statements and the effective management of audit processes.
You will play a central role in upholding regulatory compliance (including FCA regulations), managing internal controls, and leading interactions with external auditors.
Duties and Responsibilities
- Act as the primary liaison with external auditors throughout annual and interim audit cycles.
- Coordinate the compilation and submission of all audit‑related documentation and schedules.
- Address auditor queries in a timely manner, ensuring that requests are fulfilled with accuracy and completeness.
- Facilitate audit planning meetings, status updates, and follow‑up on action items or recommendations.
- Lead on resolving audit findings, documenting remediation plans, and implementing process improvements as necessary.
- Oversee the preparation of monthly management accounts and annual statutory financial statements in line with UK GAAP.
- Ensure that all statutory accounts and supporting schedules are prepared accurately, meeting deadlines for filing with FCA and Companies House.
- Maintain comprehensive and up‑to‑date documentation to support all entries and disclosures in the financial statements.
- Lead the preparation and submission of FCA regulatory returns (including MIFIDPRU and other relevant reports).
- Coordinate with Compliance functions to embed and monitor best practices for regulatory and financial reporting.
- Maintain and enhance internal financial controls, policies, and procedures.
- Review key P&L and balance sheet reconciliations.
- Recommend and implement procedural or system enhancements to strengthen audit and reporting efficiency.
- Work with existing finance team members (including overseas teams), providing technical guidance and training.
- Support budgeting, forecasting, and ad hoc finance projects as required.
- Foster cross‑functional collaboration with Operations, Compliance, and Technology teams.
Qualifications & Requirements
- Qualified accountant (preferably from a Big Four).
- Minimum of 5 years’ PQE in financial control, ideally within a UK broker‑dealer or as an audit manager within financial services.
- Strong understanding of UK GAAP and FCA regulatory requirements.
- Demonstrated expertise in statutory financial statement preparation and managing annual audits.
- Robust analytical, organisational, and communication skills, with proven ability to effectively manage multiple priorities and deadlines.
- Advanced Excel capabilities and familiarity with accounting/ERP systems.
- Meticulous attention to detail and a commitment to delivering high‑quality outputs.
- Important Notes
- Must be authorised to work full time in the U. K.; BTIG does not offer sponsorship for work visas of any type.
- No phone calls please – the applicant will be contacted within two weeks if successful.
- About BTIG
BTIG is a global financial services firm specialising in institutional trading, investment banking, research and related brokerage services.
With an extensive global footprint and more than 700 employees, BTIG, LLC and its affiliates operate out of 20 cities throughout the U.
S., and in Europe, Asia and Australia.
BTIG offers execution, expertise and insights for equities, equity derivatives, ETFs and fixed income, currency and commodities.
The firm’s core capabilities include global execution, portfolio, electronic and outsource trading, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.
All qualified applicants will receive consideration for employment without regard to race, colour, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status.
BTIG is an equal‑opportunity employer.
Minorities/Females/People with Disabilities/Protected Veterans/Sexual Orientation/Gender Identity.
Disclaimer: https://www. btig. com/disclaimer. aspx.
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Finance, Financial Controller employer: BTIG
BTIG EMEA is an exceptional employer, offering a dynamic work environment in the heart of London where you can grow your finance career. With a strong focus on employee development, we provide hands-on experience in finance operations and encourage proactive collaboration across teams. Our commitment to diversity and inclusion ensures that every voice is valued, making BTIG a rewarding place to build a meaningful career.
StudySmarter Expert Advice🤫
We think this is how you could land Finance, Financial Controller
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like BTIG. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Finance, Financial Controller
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to BTIG.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on BTIG's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at BTIG
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with BTIG.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at BTIG will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former BTIG employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
