At a Glance
- Tasks: Advise on compliance, partner with teams, and enhance frameworks in a dynamic environment.
- Company: Leading global asset management firm focused on integrity and collaboration.
- Benefits: Supportive culture, flexible work options, and opportunities for career growth.
- Other info: Mentorship opportunities and involvement in cross-functional projects.
- Why this job: Make a real impact in compliance while working with top professionals in the industry.
- Qualifications: 6+ years in asset management compliance and strong knowledge of UK/EU regulations.
The predicted salary is between 60000 - 80000 £ per year.
A leading global asset management firm is seeking an experienced Compliance Associate to join its EMEA team, supporting product compliance and regulatory initiatives across the UK and Europe. The firm emphasizes integrity, collaboration, and career growth, offering a supportive and flexible environment.
Key Responsibilities
- Advise on UK product compliance, ensuring alignment with regulations such as FCA COBS, COLL, PROD, Consumer Duty, Assessment of Value, and ESG/SDR.
- Partner with internal teams (Product, Risk, Fund Accounting, etc.) to establish effective, risk-based controls.
- Maintain and enhance compliance frameworks, policies, and oversight processes.
- Support risk-based monitoring and testing programs in collaboration with risk and audit functions.
- Provide guidance on regulatory change impacts, deliver training, and ensure operational readiness.
- Participate in cross-functional projects, embedding compliance controls into new products and processes.
- Contribute to internal reporting, escalation of risks, and interaction with regulators or third-party reviews.
- Mentor colleagues, share best practices, and represent the compliance function internally and externally.
Requirements
- Strong background in asset management compliance, ideally 6+ years of relevant experience.
- Solid knowledge of UK and EU fund regulations (UCITS, AIFMD, MiFID).
- Understanding of ESG frameworks and related reporting obligations.
- Excellent communication, analytical, and project management skills.
- Proven ability to work independently under pressure and manage multiple priorities.
Senior Compliance Officer employer: Bruin
Join a well-established consultancy that prioritises flexibility and career growth, making it an excellent employer for a Data Pension Migration Analyst. With remote working options and a supportive work culture, you will have the opportunity to develop your skills while contributing to meaningful projects in the pensions sector. The company fosters a collaborative environment where mentoring junior analysts is encouraged, ensuring that every team member can thrive and advance in their career.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management world, especially those who are already in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK and EU fund regulations. Be ready to discuss how you've tackled compliance challenges in the past. We want to see your expertise shine!
✨Tip Number 3
Showcase your soft skills! Communication and collaboration are key in compliance roles. Think of examples where you’ve worked with cross-functional teams or mentored others, and be ready to share them.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Senior Compliance Officer
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your experience with UK and EU fund regulations, and don’t forget to mention any relevant projects you've worked on that align with our compliance needs.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in asset management and how your background makes you a perfect fit for our team. Keep it concise but impactful!
Showcase Your Skills:We want to see your analytical and project management skills in action. Include specific examples of how you've successfully managed compliance initiatives or navigated regulatory changes in your previous roles.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Bruin
✨Know Your Regulations
Make sure you brush up on UK and EU fund regulations like UCITS, AIFMD, and MiFID. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in real-world scenarios.
✨Showcase Your Collaboration Skills
Since the role involves partnering with various internal teams, be ready to share examples of how you've successfully collaborated in the past. Highlight specific projects where your teamwork made a difference in compliance outcomes.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance challenges or regulatory changes. Think through potential scenarios beforehand and prepare structured responses that demonstrate your analytical and problem-solving skills.
✨Emphasise Your Mentoring Experience
As mentoring is part of the role, be prepared to discuss any experience you have in guiding colleagues. Share examples of how you’ve helped others understand compliance frameworks or best practices, showcasing your leadership abilities.
