At a Glance
- Tasks: Interpret and monitor investment rules while providing expert consultancy on compliance.
- Company: Leading London-based asset manager with a strong reputation in financial services.
- Benefits: Full-time role with competitive salary and opportunities for professional growth.
- Other info: Exciting opportunity to work in a fast-paced financial environment.
- Why this job: Join a dynamic team and make a real impact in investment compliance.
- Qualifications: Experience in investment compliance and proficiency with monitoring systems like Aladdin.
The predicted salary is between 48000 - 72000 £ per year.
Our client, a leading London based asset manager, are looking to bring onboard an experienced Senior Investment Compliance Analyst to join the team. This role focuses on interpreting, implementing, and monitoring investment rules and guidelines while serving as a subject matter expert on investment restrictions, regulations, and fund documentation. The successful candidate will also provide consultancy on rule coding to support operational needs.
Requirements:
- Proven experience in an Investment Compliance role (pre and post trade experience)
- Proficient with Aladdin, or similar monitoring systems
- Good working knowledge of AIFMD & UCIT's
Seniority level: Associate
Employment type: Full-time
Job function: Other
Industries: Financial Services and Investment Management
Senior Investment Compliance Analyst in London employer: Bruin
Join a leading wealth management organisation that values expertise and collaboration, offering a supportive environment where you can thrive as a Corporate Actions specialist. With opportunities for professional growth, mentoring colleagues, and engaging with complex corporate action events, this role is perfect for those looking to make a meaningful impact in a highly regulated financial services setting. Enjoy the benefits of working in a dynamic team that prioritises continuous improvement and operational excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Investment Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Senior Investment Compliance Analyst role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Brush up on your knowledge of AIFMD and UCITS regulations. Being well-versed in these areas will not only boost your confidence but also show potential employers that you're serious about the role and ready to hit the ground running.
✨Tip Number 3
Practice your interview skills! Get a friend to throw some common compliance-related questions your way. This will help you articulate your experience with investment rules and guidelines, making you stand out as a subject matter expert.
✨Tip Number 4
Don't forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge over other candidates. Plus, it’s super easy to navigate!
We think you need these skills to ace Senior Investment Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Investment Compliance Analyst role. Highlight your experience in interpreting and implementing investment rules, and don’t forget to mention your proficiency with systems like Aladdin!
Showcase Relevant Experience:When writing your cover letter, focus on your proven experience in investment compliance. Share specific examples of how you've navigated regulations like AIFMD and UCITS, as this will show us you know your stuff!
Be Clear and Concise:Keep your application clear and to the point. We appreciate straightforward communication, so avoid jargon unless it’s relevant to the role. Make it easy for us to see why you’re a great fit!
Apply Through Our Website:We encourage you to apply through our website for the best chance of getting noticed. It helps us keep track of applications and ensures you’re considered for the role without any hiccups!
How to prepare for a job interview at Bruin
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of investment rules and regulations, especially AIFMD and UCITS. Be ready to discuss how you've interpreted and implemented these in your previous roles, as this will show your expertise and confidence in the subject matter.
✨Familiarise Yourself with Aladdin
Since proficiency with Aladdin or similar monitoring systems is key, take some time to review its functionalities. If possible, prepare examples of how you've used such systems to monitor compliance effectively in past positions.
✨Prepare for Scenario Questions
Expect questions that ask you to solve hypothetical compliance issues. Think about real-life scenarios you've faced and how you navigated them. This will demonstrate your problem-solving skills and ability to apply your knowledge practically.
✨Show Your Consultancy Skills
As a Senior Investment Compliance Analyst, you'll need to provide consultancy on rule coding. Be prepared to discuss how you've supported operational needs in the past and how you can bring that experience to the new role. Highlight any successful projects where your input made a significant difference.
