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For Companies At a Glance
- Tasks: Advise on compliance, partner with teams, and enhance frameworks in a dynamic environment.
- Company: Leading global asset management firm focused on integrity and collaboration.
- Benefits: Supportive culture, flexible work options, and opportunities for career growth.
- Why this job: Make a real impact in compliance while working with top professionals in the industry.
- Qualifications: 6+ years in asset management compliance and strong knowledge of UK/EU regulations.
- Other info: Mentorship opportunities and involvement in cross-functional projects.
The predicted salary is between 60000 - 80000 £ per year.
A leading global asset management firm is seeking an experienced Compliance Associate to join its EMEA team, supporting product compliance and regulatory initiatives across the UK and Europe. The firm emphasizes integrity, collaboration, and career growth, offering a supportive and flexible environment.
Key Responsibilities
- Advise on UK product compliance, ensuring alignment with regulations such as FCA COBS, COLL, PROD, Consumer Duty, Assessment of Value, and ESG/SDR.
- Partner with internal teams (Product, Risk, Fund Accounting, etc.) to establish effective, risk-based controls.
- Maintain and enhance compliance frameworks, policies, and oversight processes.
- Support risk-based monitoring and testing programs in collaboration with risk and audit functions.
- Provide guidance on regulatory change impacts, deliver training, and ensure operational readiness.
- Participate in cross-functional projects, embedding compliance controls into new products and processes.
- Contribute to internal reporting, escalation of risks, and interaction with regulators or third-party reviews.
- Mentor colleagues, share best practices, and represent the compliance function internally and externally.
Requirements
- Strong background in asset management compliance, ideally 6+ years of relevant experience.
- Solid knowledge of UK and EU fund regulations (UCITS, AIFMD, MiFID).
- Understanding of ESG frameworks and related reporting obligations.
- Excellent communication, analytical, and project management skills.
- Proven ability to work independently under pressure and manage multiple priorities.
Senior Compliance Officer in London employer: Bruin
Contact Detail:
Bruin Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management world and let them know you're on the lookout for a Senior Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK and EU fund regulations. Make sure you can confidently discuss compliance frameworks and how you've successfully navigated regulatory changes in the past. We want you to shine!
✨Tip Number 3
Showcase your mentoring skills! If you’ve helped colleagues understand compliance processes or shared best practices, be ready to talk about it. This will highlight your collaborative spirit and leadership potential, which is key for a Senior Compliance Officer.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our firm. Let’s get you that dream job!
We think you need these skills to ace Senior Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your experience with UK and EU fund regulations, and don’t forget to mention any relevant projects you've worked on that align with the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in asset management and how your background makes you a perfect fit for our team. Keep it concise but impactful!
Showcase Your Skills: In your application, be sure to showcase your communication, analytical, and project management skills. We want to see how you’ve used these skills in real-world scenarios, especially under pressure.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Bruin
✨Know Your Regulations
Make sure you brush up on UK and EU fund regulations like UCITS, AIFMD, and MiFID. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in real-world scenarios.
✨Showcase Your Collaboration Skills
Since the role involves partnering with various internal teams, prepare examples of how you've successfully collaborated in the past. Highlight your ability to work with Product, Risk, and Fund Accounting teams to establish effective compliance controls.
✨Demonstrate Your Analytical Prowess
Be ready to discuss how you've used your analytical skills to enhance compliance frameworks or policies. Think of specific instances where your insights led to improved processes or risk management strategies.
✨Prepare for Regulatory Change Discussions
Given the importance of staying ahead of regulatory changes, come prepared with thoughts on recent developments in compliance. This could include ESG frameworks or Consumer Duty regulations, showing that you’re proactive and informed.