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For Companies At a Glance
- Tasks: Lead compliance assurance activities and ensure adherence to regulatory standards.
- Company: Join a leading financial services firm committed to compliance excellence.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Make a real impact by enhancing compliance frameworks and driving improvements.
- Qualifications: Experience in compliance assurance or regulatory oversight within financial services.
- Other info: Collaborative culture with opportunities for career advancement.
The predicted salary is between 43200 - 72000 £ per year.
About the Role
We are seeking an experienced Compliance Assurance Manager to join our Compliance Function and play a key role in delivering independent, evidence-based assurance over the firm’s processes, controls, and governance arrangements. You will lead assurance and monitoring activities that test business compliance with regulatory requirements and internal standards, focusing on areas presenting the highest risk.
Working closely with senior stakeholders, you will design and execute assurance reviews, provide insightful reporting, and drive improvements that strengthen the firm’s overall compliance framework and control environment.
Key Responsibilities
- Lead the design and delivery of the annual Compliance Assurance Plan, ensuring a risk-based and proportionate approach.
- Manage and perform assurance reviews, monitoring activities, and thematic deep dives across key compliance and regulatory risk areas.
- Provide independent evaluation of business processes and controls, including testing the accuracy and completeness of regulatory reporting.
- Communicate findings effectively, agree remediation actions with stakeholders, and track progress to completion.
- Produce clear, concise, and insightful assurance reports and management information (MI) for senior leadership.
- Conduct quality assurance and peer reviews to maintain high standards across the team’s assurance work.
- Partner with Compliance colleagues to deliver broader thematic reviews and contribute to the Compliance Function’s analytical and planning framework.
- Promote a strong compliance and conduct culture throughout the organisation, providing credible challenge and guidance on emerging risks.
Skills and Experience
- Significant experience in a compliance assurance, internal audit, or regulatory oversight role within financial services.
- Strong understanding of regulatory frameworks and expectations, including international compliance standards.
- Proven ability to assess risks, analyse complex information, and form sound judgements.
- Experience in regulatory change testing or project oversight.
- Excellent communication skills with the ability to influence and engage stakeholders at all levels.
- Strong organisational skills, capable of managing multiple workstreams simultaneously.
Compliance Assurance Manager employer: Bruin
Contact Detail:
Bruin Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assurance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for a Compliance Assurance Manager role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance standards. We recommend creating a list of common interview questions related to compliance assurance and practising your responses. This will help you feel more confident when discussing your experience and insights.
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples where you've assessed risks or improved compliance processes. We want to hear about your successes and how you can bring that expertise to our team.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows your enthusiasm for joining our compliance team and contributing to a strong compliance culture.
We think you need these skills to ace Compliance Assurance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Assurance Manager role. Highlight your experience in compliance assurance, internal audit, or regulatory oversight, and don’t forget to showcase your understanding of regulatory frameworks.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that demonstrate your ability to lead assurance reviews and communicate findings effectively.
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear and concise language, and structure your documents well to make them easy to read. We want to see how you can influence and engage stakeholders!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team!
How to prepare for a job interview at Bruin
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory frameworks and compliance standards relevant to the financial services sector. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you’re genuinely engaged with the field.
✨Prepare for Scenario Questions
Expect questions that ask you to demonstrate how you've handled compliance challenges in the past. Think of specific examples where you led assurance reviews or managed compliance risks, and be ready to explain your thought process and the outcomes.
✨Showcase Your Communication Skills
Since you'll need to communicate findings and influence stakeholders, practice articulating complex compliance issues clearly and concisely. You might even want to prepare a mock presentation of an assurance report to demonstrate your ability to convey information effectively.
✨Demonstrate Your Organisational Skills
With multiple workstreams to manage, it’s crucial to show how you prioritise tasks and stay organised. Be ready to discuss tools or methods you use to keep track of your projects and ensure nothing falls through the cracks.
