Compliance Assurance

Are you a compliance professional with a keen eye for regulatory detail and a passion for financial crime prevention? my client is looking to further bolster their Compliance Assurance team. This role plays a vital part in delivering independent reviews that help ensure our organisations compliance with regulatory standards and internal controls.

Key Responsibilities

• Plan and lead independent Compliance Assurance reviews in line with the annual review plan and internal methodology.
• Build strong working relationships with stakeholders and collaborate throughout the review process.
• Produce high-quality reports outlining findings, root causes, and agreed remedial actions.
• Maintain clear and thorough documentation of review activities.
• Assess business processes against relevant regulatory frameworks and internal policies.
• Track follow-up actions to ensure timely and effective resolution.
• Support junior team members and deputise for the Team Leader when required.

• What We’re Looking For

  • Experience in Internal Audit or Compliance Assurance, ideally in the banking sector.
  • Strong knowledge of UK and international regulatory frameworks, including AML, CTF, Sanctions, ABC, and Fraud.
  • Excellent communication, analytical, and report writing skills.
  • Fluency in Mandarin is advantageous.