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For Companies At a Glance
- Tasks: Lead compliance efforts and provide expert regulatory advice in a fast-paced investment environment.
- Company: Join a leading global investment management firm known for its dynamic culture and commitment to diversity.
- Benefits: Enjoy autonomy, collaboration with top teams, and a focus on compliance best practices.
- Why this job: Make a real impact in compliance while working with diverse asset classes and stakeholders.
- Qualifications: Proven experience in investment compliance, strong knowledge of European regulations, and excellent communication skills.
- Other info: We celebrate diversity and encourage applications from underrepresented groups in finance.
The predicted salary is between 43200 - 72000 £ per year.
Ref: 39520
A leading global investment management firm is seeking a highly skilled Investment Compliance Senior Manager to join their Luxembourg team. Reporting directly to the Head of Investment Compliance, this role offers unparalleled autonomy and exposure within a dynamic, fast-paced environment.
Key Responsibilities
As an Investment Compliance Senior Manager, you will:
- Provide Expert Guidance: Deliver precise, high-quality regulatory advice and compliance support across diverse asset classes, including Equities and Fixed Income.
- Partner with Stakeholders: Collaborate closely with investment management teams, providing actionable insights to ensure seamless compliance integration.
- Review and Refine Agreements: Evaluate investment agreements and related documents to ensure adherence to regulatory standards.
- Champion a Culture of Compliance: Drive awareness and accountability for compliance best practices across the organization.
What We\’re Looking For
To excel in this role, you will need:
- Proven Expertise: Demonstrated success in a senior compliance advisory role within the investment management sector.
- Regulatory Mastery: Deep knowledge of European regulatory frameworks, such as AIFMD, with an ability to navigate complex compliance landscapes.
- Asset Class Experience: Strong hands-on experience with Equities and Fixed Income strategies.
- Fluency in English: Exceptional communication skills in English, with proficiency in an additional European language being a plus.
Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration. #J-18808-Ljbffr
Investment Compliance Manager employer: Bruin Financial
Contact Detail:
Bruin Financial Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Manager
✨Tip Number 1
Network with professionals in the investment management sector, especially those who have experience in compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory frameworks.
✨Tip Number 2
Familiarise yourself with the specific European regulatory frameworks mentioned in the job description, such as AIFMD. This will not only enhance your knowledge but also demonstrate your commitment to understanding the compliance landscape during interviews.
✨Tip Number 3
Prepare to discuss your hands-on experience with Equities and Fixed Income strategies in detail. Be ready to provide examples of how you've successfully navigated compliance challenges in these areas, showcasing your expertise.
✨Tip Number 4
Highlight your ability to collaborate with various stakeholders. Think of specific instances where you’ve worked closely with investment management teams to integrate compliance seamlessly, as this is a key aspect of the role.
We think you need these skills to ace Investment Compliance Manager
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Investment Compliance Manager position. Make note of the key responsibilities and required skills, as this will help you tailor your application to highlight your relevant experience.
Highlight Relevant Experience: In your CV and cover letter, focus on your proven expertise in compliance advisory roles within investment management. Be specific about your experience with regulatory frameworks like AIFMD and your hands-on work with Equities and Fixed Income strategies.
Showcase Communication Skills: Since exceptional communication skills are essential for this role, ensure that your application reflects your fluency in English and any additional European languages. Use clear and concise language throughout your documents to demonstrate your ability to communicate effectively.
Emphasise Cultural Fit: The company values diversity and a culture of compliance. In your application, mention any experiences or initiatives where you have championed compliance best practices or contributed to a diverse workplace, aligning yourself with their values.
How to prepare for a job interview at Bruin Financial
✨Showcase Your Regulatory Knowledge
Be prepared to discuss your understanding of European regulatory frameworks, particularly AIFMD. Highlight specific examples from your past experience where you successfully navigated complex compliance issues.
✨Demonstrate Stakeholder Collaboration
Share instances where you've partnered with investment management teams. Emphasise how your insights contributed to seamless compliance integration and improved processes within the organisation.
✨Prepare for Technical Questions
Expect questions related to Equities and Fixed Income strategies. Brush up on your technical knowledge and be ready to explain how you ensure adherence to regulatory standards in these asset classes.
✨Communicate Clearly and Confidently
Since fluency in English is crucial, practice articulating your thoughts clearly. If you speak another European language, mention it as it could set you apart from other candidates.
