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For Companies At a Glance
- Tasks: Join our team to ensure compliance in mortgage services and assist with audits.
- Company: A dynamic mortgage brokerage focused on compliance and customer satisfaction.
- Benefits: Enjoy a competitive salary, professional development, and a supportive work culture.
- Why this job: Perfect for those wanting to grow in compliance while making a real impact.
- Qualifications: 2 years in the mortgage industry; compliance experience is a plus but not essential.
- Other info: Great opportunity for career progression in a stable environment.
The predicted salary is between 24000 - 33600 £ per year.
We are seeking a diligent and detail-oriented Compliance Officer to join our team of mortgage brokers. The successful candidate will assist our Compliance Department in ensuring our mortgage and protection advice services comply with all relevant regulations and internal policies.
Job Requirements:
- This role would suit someone who is looking to further their career in compliance oversight and monitoring.
- Experience as a compliance officer preferred but not essential, however, experience within the mortgage market is essential with a minimum of 2 years as a mortgage and protection adviser.
Key Responsibilities:
- Compliance Monitoring: Assist with regular audits and assessments to ensure compliance with regulatory requirements and internal policies.
- Documentation: Maintain accurate records of compliance activities and findings. Prepare reports for management and regulatory bodies.
- Training and Support: Provide support to brokers on compliance-related matters. Report training concerns to the Training and Development Manager for delivery of remedial compliance training.
- Policy Development: Assist in the development and implementation of compliance policies and procedures.
- Customer Interaction: Assist with any complaint investigations or queries related to compliance issues in a professional and timely manner.
- Regulatory Updates: Stay updated with changes in relevant laws and regulations.
Qualifications:
- Education: CeMAP or equivalent preferred but not essential.
- Skills: Strong analytical and problem-solving skills. Excellent communication and interpersonal skills. Attention to detail and high level of accuracy.
- Experience: Previous experience in a compliance role for a minimum of 2 years is required or a mortgage adviser role. Knowledge of mortgage and protection advice industry is essential.
Benefits:
- Competitive salary and benefits.
- Opportunities for professional development and career progression.
- Supportive and collaborative work environment.
This is a great chance to join an exciting company who can offer a stable working environment, with opportunities for career progression and development.
For more information and a full job description, please contact Ben Turner.
Compliance Officer - Storrington - £40k + Benefits employer: BRT Consulting
Contact Detail:
BRT Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Storrington - £40k + Benefits
✨Tip Number 1
Familiarise yourself with the latest regulations in the mortgage market. Being well-versed in compliance laws will not only boost your confidence but also demonstrate your commitment to the role during interviews.
✨Tip Number 2
Network with professionals in the compliance and mortgage sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities at StudySmarter.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlighting your problem-solving skills and how you navigated these issues will set you apart from other candidates.
✨Tip Number 4
Stay updated on the latest trends in compliance technology. Familiarity with compliance software can be a significant advantage, showing that you're proactive and ready to contribute to our team's efficiency.
We think you need these skills to ace Compliance Officer - Storrington - £40k + Benefits
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in the mortgage market and any relevant compliance roles. Use specific examples to demonstrate your skills in compliance monitoring and documentation.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying for the Compliance Officer position. Mention your understanding of compliance regulations and how your background aligns with the job requirements.
Highlight Relevant Skills: In your application, emphasise your analytical and problem-solving skills, as well as your attention to detail. These are crucial for a Compliance Officer role and should be evident in your written application.
Show Enthusiasm for Professional Development: Express your eagerness for professional growth and development in the compliance field. Mention any relevant training or certifications you have completed or plan to pursue, such as CeMAP.
How to prepare for a job interview at BRT Consulting
✨Know Your Regulations
Familiarise yourself with the key regulations and compliance standards relevant to the mortgage market. Being able to discuss these confidently will show your understanding of the role and its importance.
✨Demonstrate Attention to Detail
Prepare examples from your past experience that highlight your attention to detail. This is crucial for a Compliance Officer, so be ready to explain how you ensure accuracy in your work.
✨Showcase Your Communication Skills
As a Compliance Officer, you'll need to communicate complex information clearly. Practice explaining compliance concepts in simple terms, as this will demonstrate your ability to support brokers effectively.
✨Prepare for Scenario Questions
Expect scenario-based questions where you may need to resolve compliance issues or handle complaints. Think through potential situations and how you would approach them, showcasing your problem-solving skills.
