At a Glance
- Tasks: Ensure compliance with FCA and PRA regulations while providing guidance and training.
- Company: Broster Buchanan, a firm committed to regulatory excellence.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Opportunity to make a real impact in a dynamic compliance landscape.
- Why this job: Play a crucial role in shaping compliance culture and ethics within the organisation.
- Qualifications: Experience in regulatory compliance and strong communication skills.
The predicted salary is between 50000 - 60000 £ per year.
Broster Buchanan is seeking a dedicated Compliance Officer to ensure the firm meets its regulatory obligations with the FCA and PRA. In this role, you will provide guidance on FCA rules, conduct compliance monitoring, and manage policy development.
Key responsibilities include:
- Delivering compliance training
- Supporting regulatory submissions
- Promoting a strong culture of conduct and ethics within the organization
Regulatory Compliance Lead: Advisory, Policy & Monitoring in Liverpool employer: Broster Buchanan
Broster Buchanan is an excellent employer that prioritises a strong culture of conduct and ethics, making it an ideal workplace for those passionate about regulatory compliance. With a commitment to employee growth through comprehensive training and development opportunities, you will thrive in a supportive environment that values your contributions. Located in a vibrant area, the firm offers a dynamic work culture that encourages collaboration and innovation, ensuring that every team member feels valued and empowered.
