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- Tasks: Lead compliance advisory operations and manage regulatory changes for a top wealth management firm.
- Company: Join Brooks Macdonald Group, a leading UK wealth management firm with a focus on sustainability.
- Benefits: Enjoy a competitive salary, inclusive culture, and opportunities for professional growth.
- Other info: Flexible working arrangements with a strong commitment to diversity and inclusion.
- Why this job: Make a real difference in responsible investing while working in a supportive environment.
- Qualifications: Experience in compliance advisory and a passion for client-focused outcomes.
The predicted salary is between 70000 - 90000 £ per year.
Brooks Macdonald Group plc is one of the UK's leading wealth management firms, recognised for investment performance and client service. We offer leading multi-asset investment services to intermediaries and high-quality financial planning advice to private clients, benefitting from a strong local presence across the UK.
We see an opportunity to lead the way within our sector in relation to sustainability and responsible investing. We have set a target for our direct footprint to be Net Zero by 2030 and continue to enhance our approach to responsible investment, which includes offering a dedicated service for clients with values-based objectives.
We offer fulfilling careers in an inclusive culture that values diversity, ambition and rewards high performance. Our guiding principles underpin our culture and are at the heart of everything we do:
- we do the right thing
- we are connected
- we make a difference
We welcome talented people from all backgrounds who live our guiding principles and are focused on ensuring good outcomes for our clients. We’re committed to promoting equal employment opportunities and positively encourage applications regardless of race, religion or belief, sexuality, age, disability, gender, gender identity, marital status or pregnancy and maternity.
Collaboration and knowledge-sharing is important to us as a firm, and we value different ways of working. Employees are required to be in the office three days a week, with flexibility to work from home on the other two days.
Role Overview: Contribute to the delivery and management of day-to-day compliance advisory operations to the business.
Role Responsibilities:
- Contribute to regulatory change and business change projects as required;
- Responsible for the delivery of day-to-day compliance advisory operations to the business including suitability, vulnerable clients, financial promotions, personal.
Head of Compliance Advisory in London employer: Brooks Macdonald
Contact Detail:
Brooks Macdonald Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance Advisory in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its values. At StudySmarter, we believe that showing genuine interest in their mission, especially around sustainability and responsible investing, can really set you apart from other candidates.
✨Tip Number 3
Practice your responses to common interview questions, but keep it natural. We suggest using the STAR method (Situation, Task, Action, Result) to structure your answers, especially when discussing your compliance experience.
✨Tip Number 4
Don’t forget to follow up after your interview! A simple thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in their minds. And remember, apply through our website for the best chance!
We think you need these skills to ace Head of Compliance Advisory in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Head of Compliance Advisory role. Highlight your compliance experience and any relevant projects you've worked on, especially those related to sustainability and responsible investing.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to Brooks Macdonald's mission. Don't forget to mention your commitment to diversity and inclusion, as it's a big part of our culture.
Showcase Your Values: We love candidates who resonate with our guiding principles. In your application, share examples of how you've done the right thing, made a difference, or connected with others in your previous roles. This will help us see how you fit into our culture.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of being noticed. It’s straightforward and ensures your application goes straight to the right people. Plus, we can't wait to see what you bring to the table!
How to prepare for a job interview at Brooks Macdonald
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance standards relevant to the wealth management sector. Familiarise yourself with Brooks Macdonald's approach to sustainability and responsible investing, as this will show your genuine interest in their values.
✨Showcase Your Collaborative Spirit
Since collaboration is key at Brooks Macdonald, be ready to share examples of how you've worked effectively in teams. Highlight any experiences where you’ve contributed to knowledge-sharing or supported colleagues in achieving compliance goals.
✨Align with Their Guiding Principles
Understand and embody the guiding principles of the firm: doing the right thing, being connected, and making a difference. Prepare to discuss how your personal values align with these principles and how you can contribute to a positive culture.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex regulatory challenges and be ready to explain your thought process and outcomes.