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- Tasks: Lead regulatory reporting solutions and ensure compliance across multiple jurisdictions.
- Company: Join a leading financial services firm with a focus on innovation.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Dynamic team environment with mentorship opportunities and career advancement.
- Why this job: Make a real impact in regulatory reporting while working with cutting-edge technology.
- Qualifications: Experience in regulatory reporting and strong analytical skills required.
The predicted salary is between 60000 - 80000 £ per year.
We are seeking an experienced Senior Business Analyst – Regulatory Reporting to lead the delivery, enhancement, and ongoing evolution of regulatory reporting solutions across Broadridge platforms. The successful candidate will bring strong expertise in global regulatory reporting frameworks and will work closely with clients, internal technology teams, and external vendors to ensure reporting is accurate, timely, and compliant across multiple jurisdictions. This role requires hands‑on experience with one or more major regulatory regimes, including EMIR, MiFID II, MMSR, SMMD, ASIC, MAS, CFTC, and Canadian regulatory reporting.
Responsibilities
- Act as Product Owner for regulatory reporting solutions delivered through Broadridge platforms.
- Own and manage the product backlog, including the definition of user stories, acceptance criteria, documentation, and prioritization aligned with regulatory deadlines and business goals.
- Translate new and changing regulatory requirements into clear business, functional, and technical requirements.
- Partner with clients, technology teams, and vendors to ensure accurate interpretation and implementation of regulatory obligations.
- Drive delivery using Agile / Scrum methodologies, participating in sprint planning, sprint reviews, and retrospectives.
- Take end‑to‑end ownership of regulatory reporting processes, including data sourcing and lineage, validation and reconciliation, exception management and remediation, and submissions to regulators and trade repositories.
- Serve as the primary point of contact for regulatory change initiatives, industry updates, and reporting‑related enhancements.
- Support user acceptance testing, defect triage, post‑production validation, and ongoing issue resolution.
- Monitor regulatory reporting metrics, key performance indicators, and operational risks to support ongoing control and improvement.
- Work with Broadridge and other vendors on platform enhancements, upgrades, and issue resolution.
- Train and mentor junior Product Owners and team members, promoting best practices in regulatory interpretation, backlog management, and Agile delivery.
- Produce high‑quality client‑facing documentation, including regulatory requirement documents, functional specifications, and change impact assessments.
Requirements
- Proven experience as a Product Owner, Business Analyst, or Regulatory Reporting Lead within financial services.
- Strong knowledge of one or more regulatory regimes, including EMIR, MiFID II / MiFIR, MMSR, SMMD, ASIC, MAS, CFTC, or Canadian regulatory reporting.
- Solid understanding of the trade lifecycle, derivatives, securities, and transaction reporting.
- Experience working with trade repositories, ARMs, and regulators.
- Strong knowledge of data models, reference data, and reporting schemas such as ISO 20022, XML, and CSV.
- Experience working within Agile delivery frameworks and using tools such as Jira and Confluence.
- Excellent stakeholder management, communication, and influencing skills.
- Demonstrated ability to interpret complex regulatory text and translate it into clear, executable requirements.
- Comfort working with structured data formats such as JSON, XML, YAML, and CSV used in schemas, field specifications, and regulatory technical documentation.
- Ability to leverage artificial intelligence‑powered tools and technologies to improve efficiency, productivity, and decision‑making.
Senior Business Analyst – Regulatory Reporting employer: Broadridge
Contact Detail:
Broadridge Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Business Analyst – Regulatory Reporting
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, attend relevant meetups, and engage on platforms like LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Senior Business Analyst role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks like EMIR and MiFID II. We recommend creating a cheat sheet of key points and examples from your experience that showcase your expertise. This will help you stand out when discussing your hands-on experience with regulatory reporting.
✨Tip Number 3
Don’t forget to tailor your pitch! When you get the chance to speak with potential employers, make sure to highlight how your skills align with their needs, especially around Agile methodologies and stakeholder management. We want to see you shine as the perfect fit for the role!
✨Tip Number 4
Finally, apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. Let’s get you on the path to becoming a Senior Business Analyst with us!
We think you need these skills to ace Senior Business Analyst – Regulatory Reporting
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Business Analyst role. Highlight your experience with regulatory reporting frameworks and any relevant projects you've worked on. We want to see how your skills align with what we're looking for!
Showcase Your Expertise: In your cover letter, showcase your expertise in regulatory regimes like EMIR or MiFID II. Use specific examples to demonstrate how you've successfully navigated complex regulatory requirements in the past. This will help us see your hands-on experience!
Be Clear and Concise: When writing your application, be clear and concise. Use straightforward language to explain your experience and how it relates to the role. We appreciate a well-structured application that gets straight to the point!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about StudySmarter and what we do!
How to prepare for a job interview at Broadridge
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks mentioned in the job description, like EMIR and MiFID II. Being able to discuss these in detail will show that you’re not just familiar with them but can also translate complex regulations into actionable insights.
✨Showcase Your Agile Experience
Since this role involves Agile methodologies, be prepared to share specific examples of how you've successfully used Agile or Scrum in past projects. Highlight your experience in sprint planning and how you’ve managed product backlogs to meet regulatory deadlines.
✨Prepare for Stakeholder Management Questions
Expect questions about how you’ve managed relationships with clients, technology teams, and vendors. Have a few anecdotes ready that demonstrate your communication skills and ability to influence stakeholders effectively.
✨Demonstrate Your Technical Skills
Familiarise yourself with data models and reporting schemas like ISO 20022 and XML. Be ready to discuss how you’ve worked with structured data formats and any tools like Jira or Confluence that you’ve used to enhance your reporting processes.