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- Tasks: Provide expert regulatory compliance advice and lead complex client engagements.
- Company: High-growth consultancy with a dynamic advisory environment.
- Benefits: Competitive salary, professional development, and mentoring opportunities.
- Other info: Opportunity to mentor junior team members and contribute to business growth.
- Why this job: Join a team shaping the future of regulatory compliance in a fast-paced setting.
- Qualifications: Proven experience in compliance or regulatory advisory roles, especially in retail banking.
The predicted salary is between 60000 - 80000 £ per year.
We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking an experienced Regulatory Compliance Advisory Manager to join its London team. This is a senior, client-facing opportunity for an established compliance professional looking to move into a dynamic advisory environment. You will provide subject matter expertise to clients, lead complex engagements, and support firms in navigating evolving UK regulatory expectations.
Key Responsibilities
- Provide expert regulatory compliance advice to clients across retail banking and consumer credit sectors
- Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
- Lead the design, review, and enhancement of compliance frameworks, policies, controls, and governance arrangements
- Support clients through remediation programmes, internal audit actions, and regulatory reviews
- Build strong client relationships and act as a trusted advisor across multiple engagements
- Support business development activity, proposals, and the continued growth of the advisory practice
- Mentor junior team members where appropriate and contribute to internal capability building
Key Skills & Experience
- Proven experience in a senior compliance, or regulatory advisory role within Retail Banking, and/or Consumer Credit / Lending
- Strong understanding of UK regulatory frameworks, particularly FCA requirements
- Good knowledge of key topics including Consumer Duty, SMCR, conduct risk, governance, and customer outcomes
- Experience delivering regulatory projects, advisory reviews, or framework enhancements
Senior Compliance Advisory Manager in Slough employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisory Manager in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance sector and let them know you're on the lookout for new opportunities. Attend industry events or webinars to meet potential employers and make a lasting impression.
✨Tip Number 2
Showcase your expertise! Prepare a portfolio of your past projects and successes in regulatory compliance. This will not only demonstrate your skills but also give you something tangible to discuss during interviews.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your responses to common compliance-related questions. The more comfortable you are, the better you'll perform when it counts.
✨Tip Number 4
Don't forget to apply through our website! We have a range of exciting opportunities that could be the perfect fit for you. Plus, applying directly shows your enthusiasm and commitment to joining our team.
We think you need these skills to ace Senior Compliance Advisory Manager in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Advisory Manager role. Highlight your experience in regulatory compliance and advisory roles, especially in retail banking and consumer credit. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Mention specific experiences that relate to the key responsibilities in the job description, and don’t forget to show your enthusiasm for joining StudySmarter.
Showcase Your Expertise: In your application, be sure to showcase your understanding of UK regulatory frameworks and your experience with FCA requirements. We’re looking for someone who can provide expert advice, so let us know how you’ve done this in past roles!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you’re keen on joining StudySmarter!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the FCA Handbook and other relevant UK regulatory frameworks. Being able to discuss specific regulations like Consumer Duty or SMCR confidently will show that you're not just familiar with the basics, but that you truly understand the nuances of compliance.
✨Showcase Your Advisory Skills
Prepare examples from your past experiences where you've successfully advised clients or led compliance projects. Highlight how you navigated complex regulatory environments and the impact your advice had on client outcomes. This will demonstrate your capability as a trusted advisor.
✨Build Rapport with Interviewers
Since this role is client-facing, it's crucial to show your interpersonal skills during the interview. Practice active listening and engage with your interviewers by asking insightful questions about their compliance challenges. This will help you build a connection and showcase your advisory approach.
✨Mentorship Matters
Be ready to discuss your experience mentoring junior team members. Share specific instances where you contributed to their development or helped enhance internal capabilities. This will highlight your leadership qualities and commitment to fostering a strong team environment.