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- Tasks: Lead and advise clients on complex risk and compliance matters in Investment Management.
- Company: Join a fast-growing Risk & Compliance Advisory team at a Big 4 consultancy.
- Benefits: Collaborative and flexible work environment with opportunities for professional growth.
- Why this job: Make a real impact by providing strategic advice to top-tier clients.
- Qualifications: 8-10+ years in risk or compliance advisory with strong regulatory knowledge.
- Other info: Opportunity to shape proposals and drive business development.
The predicted salary is between 72000 - 108000 £ per year.
Join a fast-growing Risk & Compliance Advisory team at a Big 4 global consultancy. As a Senior Manager, you will lead client engagements within the Investment Management & Wealth sector, providing strategic risk and regulatory advice while overseeing delivery teams and contributing to practice growth. This role offers the opportunity to combine deep technical expertise with strategic thinking, people leadership, and market-facing influence in a collaborative and flexible environment.
Responsibilities
- Lead and advise major Investment Management and Wealth clients on complex risk, regulatory, and compliance matters.
- Interpret and critically assess UK and EU regulatory developments, providing strategic, forward-looking advice to senior client stakeholders.
- Design, implement, and oversee enterprise-wide risk, compliance, and control frameworks aligned to clients’ business models and strategic objectives.
- Provide leadership and oversight of project teams, including coaching, mentoring, and performance management of junior and mid-level colleagues.
- Act as a trusted advisor to client executives, demonstrating strong judgement, analytical rigour, and commercial awareness.
- Drive thought leadership, contribute to market-leading propositions, and represent the firm at industry forums and client events.
- Play a key role in business development, including identifying opportunities, shaping proposals, and supporting practice growth.
- Collaborate with partners and other service lines to deliver integrated, high-quality client solutions.
Requirements
- Typically 8–10+ years’ experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/Platform (consulting, in-house, or regulatory).
- Strong knowledge of relevant UK and/or EU financial services regulation.
- Proven experience designing and implementing risk frameworks.
- Demonstrated leadership, strong analytical capability, and critical thinking.
- Excellent stakeholder management and communication skills, with a commercial mindset.
Senior Risk & Compliance Manager employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Risk & Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management and wealth sectors. Attend industry events, webinars, or even casual meet-ups to get your name out there and learn about potential opportunities.
✨Tip Number 2
Showcase your expertise! Create a personal brand by sharing insights on regulatory developments or risk frameworks on platforms like LinkedIn. This not only positions you as a thought leader but also attracts attention from recruiters looking for someone with your skills.
✨Tip Number 3
Prepare for interviews by practising common questions related to risk and compliance. Use the STAR method (Situation, Task, Action, Result) to structure your answers, highlighting your leadership and analytical skills that align with the role.
✨Tip Number 4
Don’t forget to apply through our website! We’re always on the lookout for talented individuals like you. Tailor your application to reflect your experience in risk and compliance, and let us know how you can contribute to our team.
We think you need these skills to ace Senior Risk & Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Senior Risk & Compliance Manager. Highlight your experience in risk, compliance, and regulatory advisory, especially within Investment Management or Wealth. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to tell us why you’re the perfect fit for this role. Share specific examples of your leadership and analytical skills, and how you've successfully navigated complex regulatory environments in the past.
Showcase Your Thought Leadership: We love candidates who can think outside the box! If you’ve contributed to industry forums or have insights on market trends, make sure to mention them. This shows us that you’re not just about compliance but also about driving innovation in the field.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us during the hiring process!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the latest UK and EU financial services regulations. Being able to discuss recent changes and their implications will show your deep understanding of the sector and impress your interviewers.
✨Showcase Your Leadership Skills
Prepare examples that highlight your leadership experience, especially in managing project teams. Think about times when you've coached or mentored colleagues, as this aligns perfectly with the role's requirements.
✨Demonstrate Strategic Thinking
Be ready to discuss how you've designed and implemented risk frameworks in previous roles. Use specific examples to illustrate your strategic approach and how it benefited your clients or organisation.
✨Engage with Thought Leadership
Familiarise yourself with current trends and thought leadership in the investment management and wealth sectors. Being able to discuss these topics will not only show your passion but also your market-facing influence.