Senior Risk & Compliance Lead – Investment Management
Senior Risk & Compliance Lead – Investment Management

Senior Risk & Compliance Lead – Investment Management

Full-Time 54000 - 84000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead client engagements and design risk frameworks in investment management.
  • Company: A top global consultancy based in London with a focus on collaboration.
  • Benefits: Flexible work environment, competitive salary, and opportunities for professional growth.
  • Why this job: Combine your expertise with strategic business development in a dynamic sector.
  • Qualifications: 8-10 years of experience in risk and compliance with strong leadership skills.
  • Other info: Join a team that values innovation and offers excellent career advancement.

The predicted salary is between 54000 - 84000 £ per year.

A leading global consultancy in London is looking for a Senior Manager in Risk & Compliance within the Investment Management & Wealth sector. This role involves leading client engagements, interpreting UK and EU regulatory developments, and designing risk frameworks.

The ideal candidate will have 8-10 years of relevant experience, strong knowledge of financial services regulations, and excellent leadership skills. This opportunity combines technical expertise with strategic business development in a collaborative, flexible environment.

Senior Risk & Compliance Lead – Investment Management employer: Broadgate

As a leading global consultancy based in London, we pride ourselves on fostering a collaborative and flexible work culture that empowers our employees to thrive. With a strong focus on professional development, we offer numerous growth opportunities for our team members, ensuring they stay at the forefront of industry trends and regulatory changes. Join us to be part of a dynamic environment where your expertise in risk and compliance will make a meaningful impact in the Investment Management & Wealth sector.
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Contact Detail:

Broadgate Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Risk & Compliance Lead – Investment Management

Tip Number 1

Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that Senior Risk & Compliance Lead role.

Tip Number 2

Prepare for those interviews by brushing up on your knowledge of UK and EU regulations. We want you to be able to discuss recent developments confidently, showing that you're not just a candidate but a thought leader in the field.

Tip Number 3

Showcase your leadership skills during the interview process. Think of examples where you've led teams or projects successfully, especially in risk frameworks. We need to see how you can inspire and guide others in a collaborative environment.

Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who take the initiative to engage directly with us.

We think you need these skills to ace Senior Risk & Compliance Lead – Investment Management

Risk Management
Compliance Knowledge
Financial Services Regulations
Leadership Skills
Client Engagement
Regulatory Interpretation
Risk Framework Design
Strategic Business Development
Collaboration
Flexibility
Analytical Skills
Problem-Solving Skills
Communication Skills
Stakeholder Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Senior Risk & Compliance Lead role. Highlight your 8-10 years of experience in financial services regulations and any leadership roles you've held. We want to see how your background aligns with what we're looking for!

Showcase Your Expertise: In your cover letter, don’t just list your skills—show us how you’ve applied them! Share specific examples of how you've interpreted regulatory developments or designed risk frameworks in previous roles. This will help us see your technical expertise in action.

Be Authentic: Let your personality shine through in your application. We value a collaborative and flexible environment, so share your approach to teamwork and leadership. We want to know who you are beyond your qualifications!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the process smoother for everyone involved!

How to prepare for a job interview at Broadgate

Know Your Regulations

Make sure you brush up on the latest UK and EU financial services regulations. Being able to discuss recent developments and how they impact risk frameworks will show your expertise and readiness for the role.

Showcase Leadership Experience

Prepare specific examples of your leadership skills in previous roles. Think about times when you led a team through a challenging project or successfully managed client engagements, as this will highlight your ability to lead in a collaborative environment.

Understand the Business Landscape

Research the consultancy's position within the investment management sector. Understanding their clients and market challenges will allow you to tailor your responses and demonstrate your strategic thinking during the interview.

Ask Insightful Questions

Prepare thoughtful questions that reflect your interest in the role and the company. Inquire about their approach to compliance challenges or how they envision the future of risk management in the industry, which will show your proactive mindset.

Senior Risk & Compliance Lead – Investment Management
Broadgate

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