Senior Compliance Manager – Transformation
Senior Compliance Manager – Transformation

Senior Compliance Manager – Transformation

Full-Time No home office possible
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Broadgate

Senior Compliance Manager- Transformation

Are you the right candidate for this opportunity Make sure to read the full description below.
Overview
An exciting opportunity to join a highly regarded Financial Services Company. You\’ll collaborate closely with various internal business units and stakeholders to design and implement robust compliance controls and foster a strong culture of compliance.
Reporting directly to senior leadership and engaging with regulators to ensure operations not only meet but exceed industry standards.
Responsibilities

  • Working across Transformation delivery workstreams, prioritising Compliance resource, as appropriate.
  • Supporting the identification and mitigation of Compliance Risks within the business Transformation programmes
  • Providing pragmatic, timely and actionable advice on Compliance Risks into Transformation programmes, working with colleagues at all levels within the organisation.
  • Preparation of reporting on Compliance Risks within Transformation for Executive Committees and Boards, supporting the Head of Compliance.
  • Strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Product Governance.

Experience and Knowledge

  • Strong regulatory compliance background working within 1st or 2nd line, ideally from a Retail Banking or Insurance background
  • Strong understanding of relevant UK regulatory requirements.
  • Ability to translate complex regulatory requirements into clear, actionable guidance for business stakeholders.
  • Understanding of risk management frameworks, controls, and related regulatory requirements.
Broadgate

Contact Detail:

Broadgate Recruiting Team

Senior Compliance Manager – Transformation
Broadgate
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