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- Tasks: Provide expert regulatory compliance advice and lead complex client engagements.
- Company: High-growth consultancy with a dynamic advisory environment.
- Benefits: Competitive salary, professional development, and mentorship opportunities.
- Why this job: Join a team shaping the future of regulatory compliance in a fast-paced setting.
- Qualifications: Experience in regulatory compliance and strong client relationship skills.
- Other info: Opportunity to mentor junior team members and contribute to business growth.
The predicted salary is between 70000 - 90000 £ per year.
We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking an experienced Regulatory Compliance Advisory Manager to join its London team. This is a senior, client-facing opportunity for an established compliance professional looking to move into a dynamic advisory environment. You will provide subject matter expertise to clients, lead complex engagements, and support firms in navigating evolving UK regulatory expectations.
Key Responsibilities
- Provide expert regulatory compliance advice to clients across retail banking and consumer credit sectors
- Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
- Lead the design, review, and enhancement of compliance frameworks, policies, controls, and governance arrangements
- Support clients through remediation programmes, internal audit actions, and regulatory reviews
- Build strong client relationships and act as a trusted advisor across multiple engagements
- Support business development activity, proposals, and the continued growth of the advisory practice
- Mentor junior team members where appropriate and contribute to internal capability building
Senior Compliance Advisory Manager employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisory Manager
✨Tip Number 1
Network like a pro! Attend industry events, webinars, and meetups to connect with professionals in the regulatory compliance space. Building relationships can lead to job opportunities that aren't even advertised.
✨Tip Number 2
Showcase your expertise! Create a LinkedIn profile that highlights your experience in regulatory compliance. Share articles, insights, or even your own thoughts on recent regulatory changes to position yourself as a thought leader.
✨Tip Number 3
Prepare for interviews by brushing up on the latest UK regulatory requirements. Be ready to discuss how you've navigated complex compliance challenges in the past and how you can add value to potential clients.
✨Tip Number 4
Don't forget to apply through our website! We have a range of exciting opportunities in the compliance advisory field. Your next big role could be just a click away!
We think you need these skills to ace Senior Compliance Advisory Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Advisory Manager role. Highlight your experience in regulatory compliance and any relevant projects you've led. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention specific experiences that relate to the job description.
Showcase Your Expertise: In your application, don’t shy away from showcasing your subject matter expertise. Mention any relevant regulations you’ve worked with, like the FCA Handbook or Consumer Duty, and how you've applied them in real-world scenarios.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks mentioned in the job description, like the FCA Handbook and Consumer Duty. Being able to discuss these confidently will show that you're not just familiar with the terms but can apply them in real-world scenarios.
✨Showcase Your Advisory Skills
Prepare examples from your past experiences where you've provided compliance advice or led complex engagements. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Build Rapport
Since this role is client-facing, practice building rapport during the interview. Engage with your interviewers, ask insightful questions about their consultancy approach, and demonstrate your ability to connect with clients and stakeholders.
✨Mentorship Mindset
Highlight your experience in mentoring junior team members. Discuss how you've contributed to internal capability building in previous roles, as this shows your commitment to team growth and aligns with the responsibilities of the position.