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- Tasks: Support compliance projects and provide regulatory guidance in financial planning.
- Company: Leading UK IFA/wealth management firm with a strong reputation.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in compliance while working with industry experts.
- Qualifications: 5+ years of compliance advisory experience and strong stakeholder engagement skills.
- Other info: Join a dynamic team focused on governance and compliance excellence.
The predicted salary is between 48000 - 72000 £ per year.
A leading UK IFA/wealth management firm is seeking a Senior Compliance Advisory Manager to support the Head of Compliance Advisory in a broad compliance role. This hybrid role requires a minimum of 5 years of compliance advisory experience, with a focus on financial planning and regulatory guidance.
Candidates must have strong stakeholder engagement skills and in-depth knowledge of compliance with COBS and the FCA Handbook. Excellent opportunity to contribute to compliance-related projects and governance.
Senior Compliance Advisor – Financial Planning, Hybrid employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor – Financial Planning, Hybrid
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial planning and compliance sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that Senior Compliance Advisor role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of COBS and the FCA Handbook. We want you to be able to discuss how your experience aligns with the compliance projects they’re working on. Show them you’re the expert they need!
✨Tip Number 3
Don’t forget to showcase your stakeholder engagement skills! Think of examples from your past roles where you’ve successfully navigated complex relationships. We want to see how you can bring that to the table in this hybrid role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. We’re here to support you every step of the way, so let’s get you that interview for the Senior Compliance Advisor position!
We think you need these skills to ace Senior Compliance Advisor – Financial Planning, Hybrid
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance advisory experience, especially in financial planning. We want to see how your skills align with the requirements mentioned in the job description.
Showcase Stakeholder Engagement: Since strong stakeholder engagement skills are key for this role, include examples of how you've successfully collaborated with various teams or clients in your previous roles. We love seeing real-life applications!
Demonstrate Regulatory Knowledge: Be sure to mention your familiarity with COBS and the FCA Handbook. We’re looking for candidates who can navigate these regulations with ease, so don’t hold back on showcasing your expertise.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Let’s get started!
How to prepare for a job interview at Broadgate
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of COBS and the FCA Handbook. Being able to discuss specific regulations and how they apply to financial planning will show that you're not just familiar with the basics, but that you can navigate the complexities of compliance.
✨Engage Stakeholders Like a Pro
Since this role requires strong stakeholder engagement skills, think of examples from your past experience where you've successfully managed relationships. Be ready to share how you’ve communicated compliance issues effectively and built trust with various stakeholders.
✨Showcase Your Project Contributions
Prepare to discuss any compliance-related projects you've been involved in. Highlight your role, the challenges faced, and the outcomes achieved. This will demonstrate your ability to contribute meaningfully to compliance governance.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the firm’s approach to compliance challenges or upcoming projects. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.
