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For Companies At a Glance
- Tasks: Drive risk and control activities, enhance frameworks, and support critical projects.
- Company: Join a leading financial services group making an impact in the industry.
- Benefits: Enjoy a 6-month contract with opportunities for professional growth and development.
- Why this job: Be part of a dynamic team focused on compliance and governance, shaping the future of finance.
- Qualifications: 5+ years in risk and controls within financial services; strong knowledge of corporate governance codes.
- Other info: No leadership experience required; perfect for seasoned professionals looking to make a difference.
The predicted salary is between 48000 - 72000 £ per year.
Job Description
About the Role
A leading financial services group is seeking an experienced Risk and Control Specialist to join our team for a 6-month contract. This role will be crucial in driving and providing subject matter expertise for key risk and control activities across the group. You will work independently to enhance our control framework, supporting critical projects, and ensuring compliance with regulatory requirements.
Key Responsibilities and Deliverables
As a Risk and Control Specialist, you will be responsible for:-
- Control Framework Development & Implementation:
- Implementing and enhancing the control library, including developing training, guidance, and communication materials.
- Designing, developing, and implementing key control and testing frameworks.
- Developing, delivering, and embedding a robust corporate governance program, including the material control framework and attestation process to meet relevant regulatory requirements (e.g., corporate governance codes).
- Rationalising the key control portfolio through a structured review and validation process.
- Improving and focusing coverage of material/key controls testing and independent assurance methodology and and activities.
- Risk Mapping & Analysis:
- Mapping Risks and conducting risk and control self-assessment (RCSA) risk mapping to critical business services to aid in identifying material risks and controls.
- Project Support: Providing comprehensive project support related to risk and control initiatives.
- Documentation: Drafting methodologies, templates, training materials, and communications.
Skills, Knowledge, and Experience:-
- Experience:
- Minimum 5 years of hands-on risk and controls experience (across all risk types) within the financial services sector, including designing, delivering, and implementing frameworks and processes.
- Experience in designing, developing, and implementing key control and testing frameworks.
- No leadership experience is required for this role (equivalent to a senior operational risk specialist/experienced operational risk manager).
- Technical Knowledge:
- Strong knowledge and experience of relevant corporate governance code requirements (e.g., Provision 29).
- Knowledge of operational resilience and Important Business Services requirements.
- Competencies:
- Ability to work independently and manage multiple activities with tight timescales.
- Strong stakeholder management skills with the ability to influence effectively.
- Strong data awareness.
Risk & Control (UK Corporate Governance Code) Specialist employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Control (UK Corporate Governance Code) Specialist
✨Tip Number 1
Familiarise yourself with the UK Corporate Governance Code, especially Provision 29, as this will be crucial for your role. Understanding the nuances of these regulations will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the financial services sector who have experience in risk and control. Engaging with industry experts can provide insights into best practices and may even lead to referrals for the position.
✨Tip Number 3
Prepare to discuss specific examples of how you've developed and implemented control frameworks in previous roles. Being able to articulate your hands-on experience will set you apart from other candidates.
✨Tip Number 4
Stay updated on current trends and challenges in risk management within the financial services sector. This knowledge will not only help you answer questions more effectively but also show your proactive approach to the field.
We think you need these skills to ace Risk & Control (UK Corporate Governance Code) Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in risk and controls, particularly within the financial services sector. Emphasise your hands-on experience with frameworks and processes that align with the job description.
Craft a Compelling Cover Letter: In your cover letter, address how your skills and experiences directly relate to the responsibilities outlined in the job description. Mention specific examples of your work in developing control frameworks and conducting risk assessments.
Highlight Relevant Skills: Focus on showcasing your strong stakeholder management skills and ability to work independently. Provide examples of how you've influenced stakeholders effectively in past roles.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a role in risk and control.
How to prepare for a job interview at Broadgate
✨Showcase Your Expertise
Make sure to highlight your hands-on experience in risk and controls, especially within the financial services sector. Be prepared to discuss specific frameworks you've designed or implemented, as this will demonstrate your capability to fulfil the role's requirements.
✨Understand Corporate Governance Codes
Familiarise yourself with the relevant corporate governance codes, particularly Provision 29. Being able to discuss these codes and how they relate to the role will show that you are well-prepared and knowledgeable about the industry standards.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills and ability to manage multiple activities under tight deadlines. Prepare examples from your past experiences where you successfully navigated complex risk scenarios or improved control frameworks.
✨Demonstrate Strong Stakeholder Management Skills
Be ready to discuss how you've effectively influenced stakeholders in previous roles. Share specific instances where your communication and relationship-building skills led to successful project outcomes, as this is crucial for the position.
