Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Advise clients on risk and compliance while shaping industry-leading solutions.
- Company: Join a big 4 global consultancy with a fast-growing Risk & Compliance Advisory team.
- Benefits: Flexible hybrid working, career development, and a collaborative environment.
- Why this job: Make a real impact in the Investment Management & Wealth sector while advancing your career.
- Qualifications: Experience in risk and compliance within investment management or wealth sectors.
- Other info: Opportunity to contribute to thought leadership and grow the practice.
The predicted salary is between 48000 - 72000 £ per year.
Job Description
Location: London (Hybrid working available)
Join a fast-growing Risk & Compliance Advisory team at a big 4 global consultancy. You'll work at the forefront of the Investment Management & Wealth sector, supporting major clients as they navigate regulatory change, operational risk, and compliance challenges. This is a unique opportunity to help shape industry-leading solutions while developing your own career in a flexible, collaborative environment.
Key Responsibilities:
- Advise clients on risk and regulatory matters across the sector.
- Analyse upcoming regulatory developments and assess impact on clients.
- Design and implement effective risk and control frameworks.
- Contribute to thought leadership, market propositions, and industry forums.
- Support business development and help grow the practice.
Requirements:
- Proven experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/ Platform (consulting, in-house, or regulatory).
- Strong understanding of UK and/or EU financial regulations relevant to investment firms, fund managers, or wealth managers.
- Practical experience designing and implementing risk frameworks.
- Excellent communication and stakeholder management skills.
- Entrepreneurial mindset with a focus on delivering quality and creating value.
Risk & Compliance Manager employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management and compliance sectors. Attend industry events or webinars to meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on current regulatory changes and trends in the industry. We want you to be able to discuss how these impact clients and demonstrate your knowledge of risk frameworks.
✨Tip Number 3
Showcase your entrepreneurial mindset! Think about how you can add value to the role and the company. Be ready to share examples of how you've successfully navigated compliance challenges in the past.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Risk & Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Risk & Compliance Manager. Highlight your experience in risk and regulatory advisory, especially within Investment Management or Wealth. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about risk and compliance and how you can contribute to our team. Don’t forget to mention any relevant projects or achievements that showcase your expertise.
Showcase Your Communication Skills: As a Risk & Compliance Manager, strong communication is key. In your application, demonstrate your ability to convey complex information clearly. Whether it’s through your CV or cover letter, let us see your stakeholder management skills in action!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details you need about the role and our company culture there!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the latest UK and EU financial regulations relevant to investment management and wealth. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully designed and implemented risk frameworks. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Demonstrate Your Communication Skills
As a Risk & Compliance Manager, you'll need to communicate complex regulatory matters clearly. Practice explaining a challenging concept in simple terms, as this will highlight your ability to engage with stakeholders at all levels.
✨Be Entrepreneurial
Show your entrepreneurial mindset by discussing how you've identified opportunities for improvement or innovation in your previous roles. This could be anything from streamlining processes to developing new compliance strategies that added value to your clients.
