Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Monitor regulations, prepare reports, and lead internal reviews in a fast-paced FinTech environment.
- Company: Join a rapidly growing FinTech company transforming personal finance with tech and insights.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Be at the forefront of compliance and risk management in an innovative industry.
- Qualifications: 1-4 years in FCA-regulated environments and a strong academic background required.
- Other info: Dynamic team culture with a focus on technology and compliance innovation.
The predicted salary is between 36000 - 60000 £ per year.
Direct message the job poster from BroadgateOverview Risk & Compliance AssociateLondon, UK (Hybrid)A fast-growing FinTech company is seeking a Risk & Compliance Associate to join its dynamic team. The role offers hands-on exposure to regulatory processes and business operations, supporting the company\’s mission to transform personal financial management through technology and behavioural insights.Key Responsibilities Monitor regulatory developments and support communications with the Financial Conduct Authority (FCA).Prepare and submit regulatory reports in line with FCA requirements and other applicable regulatory frameworks.Maintain and enhance risk and compliance recordkeeping using SaaS tools and emerging technologies.Lead internal assurance reviews across various business areas.Generate and analyse compliance reports using databases (including simple SQL queries).Requirements 2–4 years of experience in an FCA-regulated environment.Solid understanding of UK financial products, services, and regulatory landscape (including MIFID, consumer duty, operational risk ).Keen to work with technology, including compliance-related SaaS and automation tools.Seniority level Not ApplicableEmployment type Full-timeJob function FinanceIndustries Financial Services and Venture Capital and Private Equity PrincipalsReferrals increase your chances of interviewing at Broadgate by 2xGet notified about new Compliance Associate jobs in London, England, United Kingdom .
#J-18808-Ljbffr
Risk and Compliance Associate employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk and Compliance Associate
✨Tip Number 1
Network like a pro! Reach out to people in the FinTech space, especially those working in risk and compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance processes. We recommend practising common interview questions related to AML and KYC to show you're ready to hit the ground running.
✨Tip Number 3
Showcase your tech-savviness! If you've used any compliance-related SaaS tools or have experience with SQL, make sure to highlight that in conversations. It’s a big plus in the FinTech world.
✨Tip Number 4
Don’t forget to apply through our website! We’re always on the lookout for passionate individuals who want to make a difference in personal financial management. Your next opportunity could be just a click away!
We think you need these skills to ace Risk and Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk & Compliance Associate role. Highlight your experience in FCA-regulated environments and any relevant skills, like your understanding of UK financial products and services.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about risk and compliance, and how your background aligns with our mission at StudySmarter. Keep it concise but impactful!
Showcase Your Analytical Skills: Since the role involves numerical analysis and database tools, don’t forget to mention any experience you have with SQL or similar technologies. We love seeing candidates who are comfortable with data!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance requirements. Being able to discuss recent developments shows that you're proactive and genuinely interested in the field.
✨Showcase Your Analytical Skills
Prepare to demonstrate your numerical analysis capabilities. Bring examples of how you've used data or SQL queries in past roles, as this will highlight your comfort with database tools and your analytical mindset.
✨Familiarise Yourself with SaaS Tools
Since the role involves using compliance-related SaaS tools, do some research on popular platforms in the industry. Being able to discuss these tools and how you've used similar technologies can set you apart from other candidates.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in risk and compliance scenarios. Think of specific situations where you’ve had to navigate regulatory challenges or lead assurance reviews, and be ready to share those experiences.
