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- Tasks: Support Compliance by identifying risk trends and preparing regulatory reports.
- Company: Join a leading financial services firm committed to compliance and integrity.
- Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Make an impact by ensuring accurate regulatory reporting and engaging with key stakeholders.
- Qualifications: Experience in Compliance within Financial Services, strong analytical skills, and effective communication.
- Other info: Ideal for proactive individuals looking to challenge themselves in a dynamic environment.
The predicted salary is between 45000 - 55000 £ per year.
Regulatory Conduct Manager
Cardiff (Hybrid) – £45,000 – £55,000
As Regulatory Conduct MI Manager, you’ll support Compliance by identifying risk trends, preparing MI for senior committees, and ensuring accurate regulatory reporting. You’ll review and sign off data submissions and challenge business MI from a second-line perspective.
- Oversee and coordinate all regulatory data reporting (e.g., RegData, FCA requests), ensuring accurate and timely submissions.
- Conduct second-line review, provide insights, and approve FCA returns (e.g., RMAR, GIVM, REP008) with guidance from Advice and Technical Standards teams.
- Analyze and challenge business MI on conduct, products, pricing, and Consumer Duty, escalating significant issues as needed.
- Monitor and communicate regulatory trends to the Advice team, enabling effective stakeholder engagement and highlighting key FCA priorities.
Your Profile
- Experience within a Compliance function in Financial Services (Insurance ideally)
- Experience of conducting regulatory reporting
- Capable of producing and presenting data from an MI perspective
- Strong analytical, proactive, and customer-focused professional with excellent stakeholder management, confident decision-making, effective communication and collaborative teamwork skills
Regulatory Reporting Manager employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Manager
✨Tip Number 1
Familiarise yourself with the latest regulatory frameworks and guidelines relevant to the Financial Services sector, especially those pertaining to FCA requirements. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals already working in compliance roles within financial services. Attend industry events or webinars to connect with potential colleagues and learn about their experiences. This can provide valuable insights and may even lead to referrals for the position.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed regulatory reporting in previous roles. Highlight your analytical skills and any instances where your insights led to improved compliance or risk management outcomes.
✨Tip Number 4
Showcase your stakeholder management skills by preparing to discuss how you've effectively communicated complex regulatory information to non-technical audiences. This is crucial for the role, as you'll need to engage with various teams and ensure everyone understands key compliance priorities.
We think you need these skills to ace Regulatory Reporting Manager
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and required skills for the Regulatory Reporting Manager position. Tailor your application to highlight how your experience aligns with these requirements.
Highlight Relevant Experience: Emphasise your experience within a Compliance function, particularly in Financial Services or Insurance. Provide specific examples of your regulatory reporting experience and how you've successfully managed data submissions.
Showcase Analytical Skills: Demonstrate your analytical capabilities by including examples of how you've produced and presented data from an MI perspective. Mention any tools or methodologies you used to analyse and challenge business MI.
Effective Communication: Since the role requires excellent communication and stakeholder management skills, include instances where you've effectively engaged with stakeholders or communicated complex information clearly. This will show your ability to collaborate and make confident decisions.
How to prepare for a job interview at Broadgate
✨Understand Regulatory Frameworks
Familiarise yourself with the key regulatory frameworks relevant to the role, such as FCA guidelines and Consumer Duty. Being able to discuss these frameworks confidently will demonstrate your knowledge and commitment to compliance.
✨Prepare for Data Analysis Questions
Expect questions that assess your analytical skills, particularly in relation to MI reporting. Be ready to discuss specific examples of how you've analysed data in previous roles and the impact of your findings on decision-making.
✨Showcase Stakeholder Management Skills
Highlight your experience in managing relationships with various stakeholders. Prepare examples of how you've effectively communicated complex regulatory information to non-technical audiences, as this is crucial for the role.
✨Demonstrate Proactive Problem-Solving
Be prepared to discuss situations where you've identified risks or issues within regulatory reporting. Show how you took initiative to address these challenges and the outcomes of your actions, emphasising your proactive approach.
