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- Tasks: Lead the development of a remediation roadmap and manage FCA action points.
- Company: Prominent financial services firm in Greater London with a strong reputation.
- Benefits: Competitive salary, professional growth opportunities, and a dynamic work environment.
- Why this job: Make a real impact on regulatory compliance and enhance governance frameworks.
- Qualifications: Experience in regulatory frameworks and strong stakeholder engagement skills.
- Other info: Join a team focused on sustainable operating models and financial crime remediation.
The predicted salary is between 43200 - 72000 £ per year.
A prominent financial services firm in Greater London is seeking an experienced professional to develop and deliver a remediation roadmap addressing FCA feedback.
Responsibilities include:
- Managing FCA action points
- Enhancing regulatory frameworks
- Overseeing financial crime remediation
Ideal candidates will possess strong governance skills and the ability to engage with senior stakeholders. This position will ensure compliance with ongoing FCA engagements, contributing to a sustainable operating model.
Regulatory Remediation Lead: MiFID II & Consumer Duty employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Remediation Lead: MiFID II & Consumer Duty
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience with FCA regulations. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID II and Consumer Duty. We recommend creating a cheat sheet of key points and recent developments to impress your interviewers and show you're on top of your game.
✨Tip Number 3
Showcase your governance skills! During interviews, share specific examples of how you've successfully managed regulatory frameworks or engaged with senior stakeholders. This will demonstrate your capability to handle the responsibilities of the role.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Regulatory Remediation Lead: MiFID II & Consumer Duty
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience with regulatory frameworks and governance skills. We want to see how you've tackled similar challenges in the past, especially those related to FCA feedback.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory Remediation Lead role. Share specific examples of how you've managed FCA action points or enhanced compliance in previous roles.
Showcase Stakeholder Engagement: Since this role involves engaging with senior stakeholders, be sure to mention any relevant experiences. We love to see how you've built relationships and communicated effectively in high-pressure situations.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on MiFID II and Consumer Duty regulations. Understanding the nuances of these frameworks will not only show your expertise but also demonstrate your commitment to compliance, which is crucial for the role.
✨Prepare for Stakeholder Engagement
Since engaging with senior stakeholders is key, think about examples from your past experiences where you've successfully managed stakeholder relationships. Be ready to discuss how you navigated challenges and built consensus.
✨Showcase Your Governance Skills
Highlight your governance experience by preparing specific examples of how you've enhanced regulatory frameworks in previous roles. This will help illustrate your capability to contribute to a sustainable operating model.
✨FCA Action Points Mastery
Familiarise yourself with common FCA action points and be prepared to discuss how you would approach managing them. This shows that you understand the practical aspects of the role and are ready to hit the ground running.
