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- Tasks: Lead regulatory projects and create clear action plans to address FCA feedback.
- Company: Dynamic financial services firm focused on compliance and innovation.
- Benefits: Attractive salary, flexible working options, and opportunities for professional growth.
- Why this job: Make a real difference in regulatory compliance while enhancing your skills.
- Qualifications: Experience in regulatory frameworks and strong analytical skills required.
- Other info: Join a supportive team with a focus on career development and impact.
The predicted salary is between 36000 - 60000 £ per year.
Develop and deliver a clear remediation roadmap addressing all FCA feedback actions, supported by gap analysis, milestones, and evidence.
Own delivery of five FCA action points arising from the ETP review, covering MiFID II (appropriateness testing, costs and charges) and product governance (Consumer Duty outcomes monitoring and fair value assessment).
Enhance Consumer Duty and MiFID II frameworks to reflect the firm’s transition to a larger, more complex operating model.
Proactively support live FCA engagements by identifying issues early, maintaining control of regulatory narrative, and evidencing progress through 2026.
Identify and oversee remediation priorities within financial crime, coordinating SME input where required.
Establish effective governance, secure senior stakeholder (SMF) buy-in, and provide clear progress reporting and escalation.
Produce robust, regulator-ready documentation demonstrating sustainable remediation and embedded controls.
Regulatory Consultant (MIFID II / Consumer Duty) employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Consultant (MIFID II / Consumer Duty)
✨Tip Number 1
Network like a pro! Reach out to professionals in the regulatory space, especially those who have experience with MiFID II and Consumer Duty. Attend industry events or webinars to make connections that could lead to job opportunities.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and recent changes in the financial landscape. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and tailor your approach to each one, highlighting how you can help them tackle their FCA action points.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace Regulatory Consultant (MIFID II / Consumer Duty)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the job description. Highlight your experience with FCA regulations, MiFID II, and Consumer Duty. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Regulatory Consultant role. Share specific examples of how you've tackled similar challenges in the past.
Showcase Your Analytical Skills: Since this role involves gap analysis and remediation roadmaps, be sure to highlight your analytical skills. We love seeing how you’ve used data to drive decisions and improve processes in previous roles.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, we love seeing candidates who follow our process!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on MiFID II and Consumer Duty regulations before the interview. Understanding the nuances of these frameworks will not only help you answer questions confidently but also demonstrate your commitment to the role.
✨Prepare Real-World Examples
Think of specific instances where you've successfully managed regulatory challenges or delivered remediation roadmaps. Being able to share concrete examples will show that you can apply your knowledge in practical situations, which is crucial for this role.
✨Showcase Your Stakeholder Management Skills
Since the job involves securing senior stakeholder buy-in, be ready to discuss how you've effectively communicated with stakeholders in the past. Highlight your ability to maintain control of narratives and provide clear progress reporting.
✨Demonstrate Your Analytical Skills
The role requires gap analysis and evidence-based reporting. Be prepared to talk about how you've approached similar tasks in previous roles, including any tools or methodologies you used to ensure thoroughness and accuracy.
