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- Tasks: Provide expert advice on regulatory matters and ensure compliance with FCA regulations.
- Company: Leading financial services firm in Greater London with a strong reputation.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Why this job: Join a dynamic team and make a real difference in financial compliance.
- Qualifications: Experience in Wealth & Investment Management and knowledge of the FCA Handbook.
- Other info: Attention to detail is key for success in this role.
The predicted salary is between 36000 - 60000 £ per year.
A leading financial services firm in Greater London is looking for a Compliance Advisory Associate to join their Risk & Compliance team. In this role, you will provide essential advice and support on regulatory matters, ensuring compliance with FCA and relevant regulations.
The ideal candidate should have relevant experience in Wealth & Investment Management and a strong understanding of the FCA Handbook. Attention to detail is crucial for success in this position.
Regulatory Compliance Advisor - Risk & Financial Crime employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Advisor - Risk & Financial Crime
✨Tip Number 1
Network like a pro! Reach out to professionals in the financial services sector, especially those who work in compliance. Attend industry events or webinars to make connections and learn more about the role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the FCA Handbook. We recommend creating a cheat sheet of key regulations and compliance practices to help you articulate your understanding during discussions.
✨Tip Number 3
Showcase your attention to detail! During interviews, be ready to discuss specific examples where your meticulous nature helped solve compliance issues or improved processes in previous roles.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Regulatory Compliance Advisor - Risk & Financial Crime
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in Wealth & Investment Management and your understanding of the FCA Handbook. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant skills!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about regulatory compliance and how you can contribute to our Risk & Compliance team. Keep it concise but impactful – we love a good story!
Showcase Attention to Detail: Since attention to detail is crucial for this role, make sure your application is free from typos and errors. We appreciate candidates who take the time to double-check their work, so let that shine through in your submission!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and you’ll be set!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the FCA Handbook and any relevant regulations before your interview. Being able to discuss specific compliance issues and how they relate to the role will show that you're not just familiar with the material, but that you can apply it in real-world scenarios.
✨Showcase Your Experience
Prepare to talk about your previous experience in Wealth & Investment Management. Think of specific examples where you've successfully navigated compliance challenges or provided valuable advice. This will help demonstrate your expertise and how it aligns with what the firm is looking for.
✨Attention to Detail Matters
Since attention to detail is crucial for this role, be ready to discuss how you ensure accuracy in your work. You might want to share examples of how you've caught errors or improved processes in past roles. This will highlight your commitment to quality and thoroughness.
✨Ask Insightful Questions
Prepare some thoughtful questions about the firm's approach to compliance and risk management. This not only shows your interest in the role but also gives you a chance to assess if the company culture aligns with your values. Plus, it demonstrates that you're proactive and engaged.
