Broadgate is seeking a compliance specialist with a strong knowledge of the UK regulatory landscape, particularly AFM and COLL frameworks. Responsibilities include producing regulatory summary reports, managing team inboxes, and maintaining audit-ready documentation.
The ideal candidate will have hands-on experience with fund documentation and scheme changes, as well as a collaborative approach to support senior stakeholders effectively.
The role demands a proactive individual who communicates openly and takes ownership of tasks while maintaining composure under pressure.
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Wealth Compliance Strategy Lead in London employer: Broadgate
Join a leading global insurance group that prioritises innovation and excellence in technology risk management. With a strong commitment to employee development, you will have access to unparalleled growth opportunities and a collaborative work culture that values your insights and expertise. Located at the heart of a complex, multi-jurisdictional business, this role offers a unique chance to influence strategic decisions at the highest level while working alongside industry leaders in a supportive environment.
