Senior Risk & Compliance Leader, Investment Management in London
Senior Risk & Compliance Leader, Investment Management

Senior Risk & Compliance Leader, Investment Management in London

London Full-Time 72000 - 108000 Β£ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead client engagements and provide strategic risk and regulatory advice in investment management.
  • Company: Join a Big 4 global consultancy with a dynamic and fast-growing team.
  • Benefits: Competitive salary, professional development, and opportunities for career advancement.
  • Why this job: Make a real impact by advising clients and shaping risk frameworks in a thriving sector.
  • Qualifications: 8–10+ years of experience in risk, compliance, or regulatory advisory.
  • Other info: Be part of a collaborative environment focused on growth and innovation.

The predicted salary is between 72000 - 108000 Β£ per year.

A Big 4 global consultancy in London is seeking a Senior Manager to join their fast-growing Risk & Compliance Advisory team. This role involves leading client engagements in the Investment Management & Wealth sector, providing strategic risk and regulatory advice. The ideal candidate will have 8–10+ years of experience in risk, compliance, or regulatory advisory, along with strong knowledge of UK and EU regulations.

Key responsibilities include:

  • Advising clients
  • Designing risk frameworks
  • Developing practice growth initiatives

Senior Risk & Compliance Leader, Investment Management in London employer: Broadgate

As a leading Big 4 global consultancy based in London, we pride ourselves on fostering a dynamic and inclusive work culture that encourages innovation and collaboration. Our employees benefit from extensive professional development opportunities, competitive remuneration packages, and the chance to work with top-tier clients in the Investment Management & Wealth sector, making it an ideal environment for those seeking meaningful and rewarding careers.
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Contact Detail:

Broadgate Recruiting Team

StudySmarter Expert Advice 🀫

We think this is how you could land Senior Risk & Compliance Leader, Investment Management in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the investment management and compliance sectors. Attend industry events or webinars to meet potential employers and showcase your expertise.

✨Tip Number 2

Prepare for interviews by brushing up on UK and EU regulations. We want you to be the go-to expert in risk and compliance, so practice articulating your knowledge and experience clearly.

✨Tip Number 3

Showcase your leadership skills! In your conversations, highlight how you've led client engagements and developed risk frameworks. We need to see that you can drive growth initiatives effectively.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.

We think you need these skills to ace Senior Risk & Compliance Leader, Investment Management in London

Risk Management
Compliance Advisory
Regulatory Knowledge
UK Regulations
EU Regulations
Client Engagement
Strategic Advice
Risk Framework Design
Practice Growth Initiatives
Leadership Skills
Analytical Skills
Communication Skills
Project Management
Stakeholder Management

Some tips for your application 🫑

Tailor Your CV: Make sure your CV is tailored to the Senior Risk & Compliance Leader role. Highlight your experience in risk, compliance, and regulatory advisory, especially within the Investment Management sector. We want to see how your background aligns with what we’re looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Share specific examples of your past work that demonstrate your expertise in UK and EU regulations. Let us know how you can contribute to our team!

Showcase Your Leadership Skills: As a Senior Manager, leadership is key. In your application, highlight any experiences where you’ve led teams or projects. We’re looking for someone who can inspire and guide others, so don’t hold back on sharing your successes!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!

How to prepare for a job interview at Broadgate

✨Know Your Regulations

Make sure you brush up on UK and EU regulations relevant to investment management. Being able to discuss specific regulations and how they impact risk and compliance will show that you're not just knowledgeable but also passionate about the field.

✨Showcase Your Experience

Prepare to share concrete examples from your 8–10+ years in risk and compliance. Highlight specific client engagements where you provided strategic advice or designed risk frameworks. This will demonstrate your hands-on experience and problem-solving skills.

✨Understand the Consultancy Landscape

Research the Big 4 consultancy’s approach to risk and compliance advisory. Knowing their methodologies and recent projects can help you tailor your responses and show that you’re a good fit for their team culture.

✨Prepare Questions for Them

Think of insightful questions to ask during the interview. Inquire about their growth initiatives in the Risk & Compliance Advisory team or how they measure success in client engagements. This shows your interest in the role and helps you assess if it’s the right fit for you.

Senior Risk & Compliance Leader, Investment Management in London
Broadgate
Location: London
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  • Senior Risk & Compliance Leader, Investment Management in London

    London
    Full-Time
    72000 - 108000 Β£ / year (est.)
  • B

    Broadgate

    50-100
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