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- Tasks: Support regulatory compliance projects and frameworks for retail banking and consumer credit clients.
- Company: Fast-growing consultancy with a focus on regulatory compliance advisory.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Join a team making a real impact in regulatory compliance and governance.
- Qualifications: Experience in compliance or regulatory roles, especially in retail banking or consumer credit.
- Other info: Collaborative culture with opportunities for career advancement.
The predicted salary is between 60000 - 75000 £ per year.
We’re partnering with a fast-growing consultancy building out its Regulatory Compliance Advisory team in London. You’ll work with firms across retail banking and consumer credit, supporting regulatory projects, framework reviews, Consumer Duty initiatives, and wider FCA compliance programmes.
Key Responsibilities
- Support the delivery of regulatory compliance advisory work for clients across retail banking and consumer credit sectors
- Assist in interpreting and applying UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
- Support reviews of compliance frameworks, policies, procedures, and controls
- Assist with regulatory change projects, including gap analysis, implementation activity, and impact assessments
- Contribute to remediation programmes, governance improvements, and internal audit actions
Key Skills & Experience
- Experience in a compliance, risk, or regulatory role within: Retail Banking, and/or Consumer Credit / Lending
- Good understanding of UK regulatory frameworks, particularly FCA requirements
- Knowledge of key topics such as Consumer Duty, SMCR, conduct risk, governance, and customer outcomes
- Good stakeholder management skills with a collaborative approach
Senior Compliance Officer in London employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and regulatory space on LinkedIn. Join relevant groups and engage in discussions to get your name out there. You never know who might have a lead on that Senior Compliance Officer role!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of the FCA Handbook and Consumer Duty. We recommend creating a cheat sheet of key regulations and recent changes. This will help you impress interviewers with your expertise and show you're serious about the role.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each company’s culture and mission. It’ll make a difference in how you present yourself!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the Senior Compliance Officer position.
We think you need these skills to ace Senior Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Senior Compliance Officer. Highlight your experience in compliance, risk, or regulatory roles, especially within retail banking or consumer credit. We want to see how your skills align with the key responsibilities mentioned in the job description.
Showcase Relevant Experience: When writing your cover letter, focus on specific projects or experiences that demonstrate your understanding of UK regulatory frameworks and your ability to support compliance initiatives. We love seeing real examples of how you've tackled similar challenges in the past!
Be Clear and Concise: Keep your application clear and to the point. Use straightforward language and avoid jargon unless it’s relevant to the role. We appreciate a well-structured application that makes it easy for us to see your qualifications at a glance.
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it helps us keep everything organised on our end!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on the UK regulatory frameworks, especially the FCA Handbook and Consumer Duty. Being able to discuss these topics confidently will show that you're not just familiar with the rules but can also apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles in compliance or risk management, particularly in retail banking or consumer credit. Highlight how you've supported regulatory projects or improved compliance frameworks, as this will demonstrate your hands-on experience.
✨Engage with Stakeholders
Think about how you've managed relationships with stakeholders in previous positions. Be ready to share examples of how you collaborated with teams to achieve compliance goals, as strong stakeholder management is key for this role.
✨Ask Insightful Questions
Prepare thoughtful questions about the consultancy's approach to regulatory compliance and their current challenges. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.