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- Tasks: Lead the development of a remediation roadmap and manage FCA action points.
- Company: Prominent financial services firm in Greater London with a strong reputation.
- Benefits: Competitive salary, professional growth opportunities, and a dynamic work environment.
- Why this job: Make a real impact on regulatory compliance and enhance governance frameworks.
- Qualifications: Experience in regulatory frameworks and strong stakeholder engagement skills.
- Other info: Join a team focused on sustainable operating models and financial crime remediation.
The predicted salary is between 43200 - 72000 £ per year.
A prominent financial services firm in Greater London is seeking an experienced professional to develop and deliver a remediation roadmap addressing FCA feedback.
Responsibilities include:
- Managing FCA action points
- Enhancing regulatory frameworks
- Overseeing financial crime remediation
Ideal candidates will possess strong governance skills and the ability to engage with senior stakeholders. This position will ensure compliance with ongoing FCA engagements, contributing to a sustainable operating model.
Regulatory Remediation Lead: MiFID II & Consumer Duty in London employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Remediation Lead: MiFID II & Consumer Duty in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience with FCA regulations. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID II and Consumer Duty. We recommend creating a cheat sheet of key points and recent developments to impress your interviewers and show you're on top of your game.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and expertise. Use our website to find roles that match your skills in regulatory frameworks and governance, ensuring you’re targeting the right opportunities.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. Mention something specific from your conversation to remind them why you’re the perfect fit for the role.
We think you need these skills to ace Regulatory Remediation Lead: MiFID II & Consumer Duty in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience with regulatory frameworks and governance skills. We want to see how you've tackled similar challenges in the past, so don’t hold back on those relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory Remediation Lead role. Mention your experience with FCA action points and how you can contribute to a sustainable operating model.
Showcase Your Stakeholder Engagement Skills: In your application, emphasise your ability to engage with senior stakeholders. We’re looking for someone who can navigate complex conversations, so share examples of how you've successfully managed these relationships in the past.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on MiFID II and Consumer Duty regulations. Understanding the nuances of these frameworks will not only show your expertise but also demonstrate your commitment to compliance, which is crucial for the role.
✨Prepare for Stakeholder Engagement
Since engaging with senior stakeholders is key, think about examples from your past experiences where you've successfully managed relationships or communicated complex regulatory issues. Be ready to discuss how you can enhance governance in their current framework.
✨Showcase Your Remediation Experience
Be prepared to talk about specific remediation projects you've led or contributed to. Highlight your approach to managing FCA action points and how you ensured compliance while driving improvements in financial crime remediation.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions that show your interest in their ongoing FCA engagements. Inquire about their current challenges and how they envision the role contributing to a sustainable operating model. This shows you're thinking ahead and are genuinely interested in the position.
