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- Tasks: Lead regulatory projects and develop strategies to address FCA feedback effectively.
- Company: Join a forward-thinking firm committed to compliance and excellence.
- Benefits: Attractive salary, flexible working options, and opportunities for professional growth.
- Why this job: Make a real difference in regulatory compliance while enhancing your skills.
- Qualifications: Experience in regulatory frameworks and strong analytical skills required.
- Other info: Dynamic role with potential for career advancement in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
Develop and deliver a clear remediation roadmap addressing all FCA feedback actions, supported by gap analysis, milestones, and evidence.
Own delivery of five FCA action points arising from the ETP review, covering MiFID II (appropriateness testing, costs and charges) and product governance (Consumer Duty outcomes monitoring and fair value assessment).
Enhance Consumer Duty and MiFID II frameworks to reflect the firm’s transition to a larger, more complex operating model.
Proactively support live FCA engagements by identifying issues early, maintaining control of regulatory narrative, and evidencing progress through 2026.
Identify and oversee remediation priorities within financial crime, coordinating SME input where required.
Establish effective governance, secure senior stakeholder (SMF) buy-in, and provide clear progress reporting and escalation.
Produce robust, regulator-ready documentation demonstrating sustainable remediation and embedded controls.
Regulatory Consultant (MIFID II / Consumer Duty) in London employer: Broadgate
Contact Detail:
Broadgate Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Consultant (MIFID II / Consumer Duty) in London
✨Tip Number 1
Network like a pro! Reach out to professionals in the regulatory field, especially those who have experience with MiFID II and Consumer Duty. Attend industry events or webinars to make connections and learn about potential job openings.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and recent changes in the industry. We recommend creating a list of common interview questions related to regulatory consulting and practising your responses.
✨Tip Number 3
Showcase your problem-solving skills! Be ready to discuss how you've tackled similar challenges in the past, particularly around remediation roadmaps and stakeholder engagement. Use specific examples to demonstrate your expertise.
✨Tip Number 4
Don’t forget to apply through our website! We often have exclusive job listings that you won’t find elsewhere. Plus, it’s a great way to ensure your application gets the attention it deserves.
We think you need these skills to ace Regulatory Consultant (MIFID II / Consumer Duty) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Consultant role. Highlight your experience with FCA regulations, MiFID II, and Consumer Duty. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of how you've tackled similar challenges in the past, especially around remediation and regulatory frameworks.
Showcase Your Analytical Skills: Since the role involves gap analysis and evidence-based reporting, make sure to showcase your analytical skills. We love seeing how you approach problem-solving and decision-making in your application.
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Broadgate
✨Know Your Regulations
Make sure you brush up on MiFID II and Consumer Duty regulations before the interview. Understand the key principles and how they apply to the role. Being able to discuss specific FCA feedback actions and remediation strategies will show that you're not just familiar with the regulations, but that you can actively contribute to the firm's compliance efforts.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with gap analysis and how you've developed remediation roadmaps in the past. Be ready to provide examples of how you've identified issues early and maintained control over regulatory narratives. This will demonstrate your ability to think critically and strategically about regulatory challenges.
✨Engage with Stakeholders
Highlight your experience in securing buy-in from senior stakeholders. Think of examples where you've successfully communicated progress or escalated issues effectively. This is crucial for the role, so showing that you can navigate complex organisational structures will set you apart.
✨Prepare Robust Documentation Examples
Be ready to discuss how you've produced regulator-ready documentation in previous roles. Bring examples if possible, and explain how you ensured that controls were sustainable and embedded. This will illustrate your attention to detail and commitment to compliance, which are essential for this position.
